| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
75 - 82 Days |
671200.72 |
83 - 90 Days |
Liberty Financial Group, Inc. - Parent Only |
Retail Banking |
Other |
No |
607867.54 |
No |
Day 9 |
Unsecured |
No |
7.84 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 30 |
66110.08 |
Day 12 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Pension Fund |
No |
71330.57 |
No |
Day 12 |
Unsecured |
No |
5.68 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 5 |
2743441.66 |
>4 Yr <= 5 Yr |
Liberty Financial Group, Inc. |
Foreign Exchange Desk |
Non-Financial Corporate |
Yes |
2278878.85 |
No |
>2 Yr <= 3 Yr |
Unsecured |
Yes |
43.53 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 49 |
1035942.83 |
Day 26 |
Liberty National Bank |
Syndicated Loans |
MDB |
No |
1108390.55 |
Yes |
Day 20 |
Unsecured |
No |
45.50 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 4 |
1247537.35 |
Day 48 |
Liberty Capital Markets Inc. |
Treasury Operations |
Other |
No |
1492519.75 |
No |
Day 40 |
Unsecured |
No |
44.68 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 46 |
801979.36 |
>2 Yr <= 3 Yr |
Liberty Capital Markets Inc. |
Syndicated Loans |
Bank |
No |
708625.86 |
No |
Day 16 |
Unsecured |
No |
2.15 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 13 |
970350.39 |
Day 18 |
Liberty Financial Group, Inc. |
Investment Banking |
Small Business |
Yes |
1119715.80 |
Yes |
Day 33 |
Unsecured |
No |
12.53 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 37 |
2683020.41 |
Open |
Liberty Mortgage Services Corp. |
Wealth Management |
Non-Regulated Fund |
No |
2928015.17 |
No |
Day 40 |
Unsecured |
No |
19.46 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 50 |
3931676.73 |
Day 33 |
Liberty Mortgage Services Corp. |
Global Markets |
Sovereign |
Yes |
3829971.31 |
No |
Day 27 |
Unsecured |
No |
24.71 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 38 |
463396.89 |
Day 13 |
Liberty International Finance Ltd. |
Securities Services |
Non-Financial Corporate |
No |
449180.66 |
No |
Day 54 |
Unsecured |
No |
47.80 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 12 |
4761506.66 |
Day 12 |
Liberty Financial Group, Inc. |
Retail Banking |
Central Bank |
No |
4569813.92 |
No |
>2 Yr <= 3 Yr |
Unsecured |
No |
22.76 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 3 |
1354297.38 |
Day 36 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
Other Supervised Non-Bank Financial Entity |
Yes |
1542093.47 |
No |
Day 40 |
Unsecured |
No |
20.88 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
83 - 90 Days |
172055.70 |
Day 14 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Bank |
Yes |
196286.69 |
Yes |
121 - 150 Days |
Unsecured |
No |
43.79 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 29 |
2817808.13 |
Day 32 |
Liberty Financial Group, Inc. |
Foreign Exchange Desk |
Central Bank |
No |
2847237.50 |
Yes |
Day 19 |
Unsecured |
No |
22.45 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 11 |
533757.94 |
151 - 179 Days |
Liberty Mortgage Services Corp. |
Securities Services |
Debt Issuing SPE |
No |
541875.82 |
Yes |
Day 60 |
Unsecured |
No |
23.04 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Open |
2902752.54 |
Day 54 |
Liberty National Bank |
Client Treasury Services |
Investment Company or Advisor |
Yes |
2359225.96 |
No |
Day 31 |
Unsecured |
No |
45.03 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Perpetual |
3861015.10 |
Day 14 |
Liberty Capital Markets Inc. |
Retail Banking |
Financial Market Utility |
No |
4026364.38 |
No |
Day 6 |
Unsecured |
No |
27.56 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
271 - 364 Days |
2321502.34 |
Day 47 |
Liberty National Bank |
Mortgage Lending |
PSE |
No |
2252020.89 |
Yes |
83 - 90 Days |
Unsecured |
Yes |
47.29 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 39 |
3311451.37 |
Day 18 |
Liberty National Bank |
Retail Banking |
Sovereign |
No |
2919678.34 |
Yes |
Day 14 |
Unsecured |
No |
28.41 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 51 |
3845597.23 |
Day 32 |
Liberty Mortgage Services Corp. |
Capital Markets Trading |
Small Business |
No |
4409081.21 |
No |
>5 Yr |
Unsecured |
No |
32.41 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 59 |
1883902.20 |
Day 58 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
Other |
Yes |
1969188.60 |
Yes |
91 - 120 Days |
Unsecured |
No |
46.92 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 35 |
2778271.00 |
Day 47 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Central Bank |
Yes |
2281466.33 |
No |
Day 36 |
Unsecured |
Yes |
16.47 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 14 |
4953025.24 |
Day 25 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Sovereign |
Yes |
4455155.21 |
No |
Day 28 |
Unsecured |
No |
25.10 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
91 - 120 Days |
767102.74 |
Day 47 |
Liberty Financial Group, Inc. |
Client Treasury Services |
GSE |
Yes |
697317.28 |
Yes |
>5 Yr |
Unsecured |
Yes |
39.55 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 12 |
2455315.71 |
Day 40 |
Liberty Mortgage Services Corp. |
Global Markets |
Other |
No |
2806447.69 |
No |
Day 50 |
Unsecured |
Yes |
9.60 |