| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
180 - 270 Days |
4927412.91 |
83 - 90 Days |
Liberty National Bank |
Global Markets |
Pension Fund |
No |
5510250.07 |
No |
Day 16 |
Unsecured |
No |
35.67 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
83 - 90 Days |
643706.66 |
Day 10 |
Liberty Capital Markets Inc. |
Investment Banking |
Non-Regulated Fund |
No |
586150.69 |
No |
75 - 82 Days |
Unsecured |
No |
40.29 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 58 |
3345250.32 |
Day 45 |
Liberty Mortgage Services Corp. |
Treasury Operations |
MDB |
No |
2869098.52 |
No |
Day 44 |
Unsecured |
Yes |
31.07 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 34 |
3759919.57 |
Day 16 |
Liberty Financial Group, Inc. - Parent Only |
Foreign Exchange Desk |
Non-Financial Corporate |
Yes |
3978720.23 |
Yes |
Day 32 |
Unsecured |
No |
13.36 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 52 |
4599803.58 |
Day 38 |
Liberty Capital Markets Inc. |
Client Treasury Services |
Investment Company or Advisor |
No |
4320885.02 |
No |
Day 16 |
Unsecured |
No |
9.25 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
61 - 67 Days |
2643823.05 |
Day 13 |
Liberty Capital Markets Inc. |
Client Treasury Services |
Other |
Yes |
2417396.65 |
Yes |
>= 1 Yr <= 2 Yr |
Unsecured |
No |
40.96 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 40 |
1554958.65 |
Day 36 |
Liberty International Finance Ltd. |
Retail Banking |
Pension Fund |
No |
1621425.19 |
No |
Day 59 |
Unsecured |
No |
0.67 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 5 |
3117199.33 |
Day 31 |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Bank |
No |
3632850.66 |
Yes |
Open |
Unsecured |
No |
21.55 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 15 |
4236909.15 |
Day 7 |
Liberty National Bank |
Capital Markets Trading |
MDB |
Yes |
4727443.57 |
Yes |
Day 43 |
Unsecured |
Yes |
15.07 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
83 - 90 Days |
4544945.40 |
Day 25 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Pension Fund |
No |
4683342.32 |
Yes |
>5 Yr |
Unsecured |
Yes |
45.09 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 12 |
2978273.15 |
Day 52 |
Liberty Financial Group, Inc. - Parent Only |
Mortgage Lending |
MDB |
Yes |
3091519.58 |
No |
Day 6 |
Unsecured |
Yes |
33.33 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 48 |
342109.63 |
Day 2 |
Liberty International Finance Ltd. |
Securities Services |
Other Supervised Non-Bank Financial Entity |
Yes |
405353.73 |
Yes |
271 - 364 Days |
Unsecured |
No |
32.23 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
151 - 179 Days |
1358731.18 |
Day 31 |
Liberty International Finance Ltd. |
Retail Banking |
Pension Fund |
Yes |
1292510.75 |
Yes |
Day 23 |
Unsecured |
No |
21.08 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 4 |
688075.61 |
Day 12 |
Liberty International Finance Ltd. |
Mortgage Lending |
Bank |
Yes |
647897.36 |
Yes |
Day 60 |
Unsecured |
Yes |
35.27 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 53 |
4461789.20 |
Day 20 |
Liberty National Bank |
Client Treasury Services |
Debt Issuing SPE |
Yes |
4920778.71 |
Yes |
Day 18 |
Unsecured |
Yes |
8.52 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 42 |
4694859.95 |
Day 21 |
Liberty Mortgage Services Corp. |
Securities Services |
Sovereign |
Yes |
5392698.44 |
Yes |
Day 60 |
Unsecured |
No |
22.54 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 1 |
1193781.46 |
Open |
Liberty National Bank |
Global Markets |
Investment Company or Advisor |
No |
1282531.16 |
No |
Day 4 |
Unsecured |
Yes |
7.02 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 50 |
4753309.13 |
Day 56 |
Liberty Financial Group, Inc. - Parent Only |
Capital Markets Trading |
Debt Issuing SPE |
Yes |
4028779.96 |
Yes |
Open |
Unsecured |
Yes |
43.77 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 5 |
3348008.02 |
Day 4 |
Liberty Mortgage Services Corp. |
Global Markets |
Small Business |
Yes |
3821830.93 |
Yes |
Day 32 |
Unsecured |
No |
10.82 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 35 |
2989568.53 |
Day 34 |
Liberty National Bank |
Retail Banking |
Non-Financial Corporate |
No |
3190320.58 |
No |
83 - 90 Days |
Unsecured |
No |
47.21 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 33 |
2487296.78 |
Day 36 |
Liberty Capital Markets Inc. |
Treasury Operations |
Investment Company or Advisor |
Yes |
2972829.16 |
Yes |
Day 17 |
Unsecured |
Yes |
34.88 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 60 |
3359870.13 |
Day 38 |
Liberty International Finance Ltd. |
Syndicated Loans |
Non-Regulated Fund |
Yes |
3872879.62 |
Yes |
271 - 364 Days |
Unsecured |
Yes |
2.36 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 1 |
4926724.97 |
Day 11 |
Liberty International Finance Ltd. |
Foreign Exchange Desk |
Pension Fund |
No |
4863095.17 |
No |
Day 6 |
Unsecured |
No |
14.39 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 53 |
122809.98 |
Day 6 |
Liberty Capital Markets Inc. |
Retail Banking |
Non-Financial Corporate |
Yes |
102988.67 |
Yes |
Day 20 |
Unsecured |
No |
13.72 |
| 2025-10-09 |
Liberty National Bank |
I.U.3 |
Required Operational Balances |
USD |
|
Open |
None |
|
|
|
Retail |
|
1415586.75 |
|
|
|
No |
None |