| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 3 |
1021179.31 |
Day 44 |
Liberty Financial Group, Inc. |
Foreign Exchange Desk |
PSE |
Yes |
1195683.65 |
Yes |
Day 52 |
Unsecured |
Yes |
41.71 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 33 |
2097537.99 |
Day 43 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Other Supervised Non-Bank Financial Entity |
No |
2467893.23 |
Yes |
Day 13 |
Unsecured |
No |
26.95 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 59 |
4522510.04 |
Day 31 |
Liberty Mortgage Services Corp. |
Global Markets |
Retail |
Yes |
4942663.00 |
Yes |
Day 44 |
Unsecured |
Yes |
5.54 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 47 |
998644.45 |
Day 59 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
Retail |
Yes |
997169.02 |
Yes |
Day 13 |
Unsecured |
No |
39.91 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 41 |
3670724.89 |
Day 39 |
Liberty National Bank |
Securities Services |
Retail |
No |
3545930.04 |
Yes |
Day 26 |
Unsecured |
No |
30.87 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 36 |
4577756.53 |
Day 23 |
Liberty International Finance Ltd. |
Investment Banking |
Non-Financial Corporate |
No |
5188147.50 |
Yes |
Day 22 |
Unsecured |
No |
47.16 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 49 |
4735812.88 |
Day 54 |
Liberty National Bank |
Mortgage Lending |
Financial Market Utility |
Yes |
4375570.64 |
Yes |
Day 37 |
Unsecured |
Yes |
18.79 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 32 |
1391473.48 |
121 - 150 Days |
Liberty Mortgage Services Corp. |
Wealth Management |
Non-Regulated Fund |
Yes |
1289317.08 |
No |
Day 14 |
Unsecured |
Yes |
0.04 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 8 |
3337375.06 |
Open |
Liberty Mortgage Services Corp. |
Syndicated Loans |
MDB |
No |
3903440.81 |
No |
Day 39 |
Unsecured |
No |
40.85 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 31 |
3997445.68 |
Day 50 |
Liberty Financial Group, Inc. - Parent Only |
Foreign Exchange Desk |
Retail |
Yes |
3930947.05 |
No |
Day 21 |
Unsecured |
No |
20.49 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 42 |
2097773.84 |
Day 20 |
Liberty National Bank |
Client Treasury Services |
Bank |
No |
1893003.19 |
Yes |
Day 8 |
Unsecured |
Yes |
43.41 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 14 |
1253421.96 |
Day 34 |
Liberty Mortgage Services Corp. |
Wealth Management |
Other |
Yes |
1401669.61 |
Yes |
Day 19 |
Unsecured |
Yes |
3.80 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Perpetual |
2941415.06 |
Day 43 |
Liberty National Bank |
Treasury Operations |
GSE |
No |
3297422.14 |
Yes |
Day 18 |
Unsecured |
Yes |
18.52 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
>= 1 Yr <= 2 Yr |
122870.84 |
Day 44 |
Liberty Capital Markets Inc. |
Syndicated Loans |
GSE |
No |
146956.92 |
No |
Day 34 |
Unsecured |
No |
36.01 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
75 - 82 Days |
4173876.06 |
Day 23 |
Liberty International Finance Ltd. |
Wealth Management |
Sovereign |
Yes |
4852319.90 |
Yes |
Day 3 |
Unsecured |
Yes |
27.93 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 56 |
1476812.44 |
Day 39 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Bank |
No |
1494784.75 |
No |
Day 15 |
Unsecured |
No |
5.17 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
68 - 74 Days |
2938635.58 |
Day 42 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Financial Market Utility |
No |
3189997.15 |
Yes |
Day 40 |
Unsecured |
Yes |
4.38 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 35 |
1360759.78 |
Day 19 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Other |
No |
1470904.24 |
No |
180 - 270 Days |
Unsecured |
Yes |
37.27 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 57 |
2319759.76 |
Day 25 |
Liberty National Bank |
Investment Banking |
Non-Regulated Fund |
Yes |
2441381.65 |
No |
Day 27 |
Unsecured |
No |
28.11 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 35 |
784023.09 |
Day 29 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Other Supranational |
Yes |
632301.81 |
Yes |
Day 12 |
Unsecured |
No |
12.32 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 60 |
2478476.64 |
Day 25 |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Central Bank |
No |
2220479.07 |
No |
Day 43 |
Unsecured |
Yes |
26.91 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
61 - 67 Days |
22336.85 |
Day 21 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
GSE |
Yes |
25908.51 |
No |
Day 49 |
Unsecured |
No |
5.00 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 36 |
33116.27 |
Day 5 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Other Supranational |
No |
29551.61 |
No |
Day 27 |
Unsecured |
Yes |
17.64 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
151 - 179 Days |
2322388.96 |
Day 33 |
Liberty Financial Group, Inc. |
Investment Banking |
Debt Issuing SPE |
No |
2128227.20 |
No |
Day 17 |
Unsecured |
Yes |
23.40 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 29 |
1963042.81 |
75 - 82 Days |
Liberty National Bank |
Foreign Exchange Desk |
Financial Market Utility |
No |
2070062.43 |
No |
Day 15 |
Unsecured |
No |
48.35 |