| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 20 |
3810455.12 |
Day 58 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Pension Fund |
Yes |
3900037.27 |
No |
Day 10 |
Unsecured |
Yes |
32.99 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 11 |
1303089.48 |
>= 1 Yr <= 2 Yr |
Liberty Mortgage Services Corp. |
Mortgage Lending |
Non-Regulated Fund |
No |
1167609.17 |
No |
Day 46 |
Unsecured |
Yes |
44.88 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
>4 Yr <= 5 Yr |
4353261.22 |
Day 23 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
PSE |
No |
4239896.04 |
Yes |
Open |
Unsecured |
No |
49.67 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 18 |
913333.10 |
>2 Yr <= 3 Yr |
Liberty International Finance Ltd. |
Treasury Operations |
GSE |
Yes |
1035392.10 |
Yes |
Perpetual |
Unsecured |
Yes |
35.11 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 38 |
1705287.11 |
68 - 74 Days |
Liberty Financial Group, Inc. - Parent Only |
Client Treasury Services |
Broker-Dealer |
Yes |
1644284.49 |
Yes |
Day 38 |
Unsecured |
No |
15.04 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 60 |
4686108.75 |
Day 27 |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Sovereign |
No |
4798557.02 |
Yes |
Day 14 |
Unsecured |
Yes |
21.93 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 14 |
3966459.40 |
Day 26 |
Liberty Financial Group, Inc. |
Foreign Exchange Desk |
Investment Company or Advisor |
Yes |
4741432.62 |
No |
Day 3 |
Unsecured |
Yes |
47.71 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 19 |
875749.46 |
Day 34 |
Liberty Capital Markets Inc. |
Investment Banking |
Broker-Dealer |
Yes |
956486.48 |
No |
Day 38 |
Unsecured |
Yes |
49.59 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 15 |
734749.08 |
Day 14 |
Liberty Financial Group, Inc. - Parent Only |
Client Treasury Services |
Non-Financial Corporate |
Yes |
662306.64 |
No |
Day 23 |
Unsecured |
No |
8.43 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 52 |
1688765.67 |
Day 56 |
Liberty Financial Group, Inc. |
Global Markets |
Other |
Yes |
1631876.69 |
Yes |
>5 Yr |
Unsecured |
Yes |
16.71 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 37 |
1705944.65 |
Open |
Liberty Capital Markets Inc. |
Syndicated Loans |
Sovereign |
No |
1991573.85 |
Yes |
68 - 74 Days |
Unsecured |
Yes |
47.68 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 15 |
4424399.23 |
>= 1 Yr <= 2 Yr |
Liberty National Bank |
Client Treasury Services |
Other Supervised Non-Bank Financial Entity |
Yes |
4551931.02 |
No |
Day 50 |
Unsecured |
Yes |
25.59 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 56 |
3666795.56 |
Day 56 |
Liberty Financial Group, Inc. |
Global Markets |
Small Business |
No |
4018234.21 |
Yes |
Day 55 |
Unsecured |
Yes |
3.34 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 46 |
2750812.29 |
Day 56 |
Liberty International Finance Ltd. |
Securities Services |
Bank |
Yes |
3107231.67 |
Yes |
>= 1 Yr <= 2 Yr |
Unsecured |
No |
30.00 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 36 |
1957761.07 |
61 - 67 Days |
Liberty National Bank |
Retail Banking |
Financial Market Utility |
Yes |
1570336.27 |
No |
Day 14 |
Unsecured |
Yes |
3.92 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Perpetual |
8701.64 |
>4 Yr <= 5 Yr |
Liberty Capital Markets Inc. |
Wealth Management |
Other Supranational |
No |
7328.20 |
Yes |
Day 21 |
Unsecured |
Yes |
41.76 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 13 |
861468.99 |
Day 33 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
Financial Market Utility |
Yes |
833713.53 |
Yes |
Day 45 |
Unsecured |
Yes |
29.07 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 18 |
4833095.58 |
Day 32 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
PSE |
Yes |
4062934.90 |
Yes |
Day 13 |
Unsecured |
Yes |
1.17 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 36 |
3444891.79 |
Day 48 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
Non-Financial Corporate |
Yes |
3261187.97 |
Yes |
Day 30 |
Unsecured |
No |
10.35 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
271 - 364 Days |
4168412.48 |
Day 35 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Other Supervised Non-Bank Financial Entity |
Yes |
4588013.75 |
No |
Day 53 |
Unsecured |
Yes |
15.58 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 29 |
4426784.23 |
Day 42 |
Liberty Capital Markets Inc. |
Mortgage Lending |
PSE |
No |
4809503.41 |
No |
Day 58 |
Unsecured |
No |
45.41 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
83 - 90 Days |
4701215.79 |
Day 52 |
Liberty Mortgage Services Corp. |
Capital Markets Trading |
Pension Fund |
No |
5128518.42 |
Yes |
Day 14 |
Unsecured |
No |
16.72 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
>2 Yr <= 3 Yr |
1509938.45 |
Day 57 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Non-Financial Corporate |
No |
1614774.13 |
Yes |
Day 46 |
Unsecured |
No |
7.13 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 19 |
2861646.54 |
Day 59 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Broker-Dealer |
Yes |
3151027.74 |
Yes |
Day 17 |
Unsecured |
Yes |
1.79 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 29 |
4954386.60 |
Day 51 |
Liberty National Bank |
Wealth Management |
PSE |
Yes |
3988689.18 |
Yes |
>5 Yr |
Unsecured |
No |
44.93 |