| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 33 |
2917975.37 |
Day 47 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Other Supervised Non-Bank Financial Entity |
No |
3015766.94 |
Yes |
Day 31 |
Unsecured |
No |
47.69 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 4 |
4379563.98 |
Day 9 |
Liberty Financial Group, Inc. - Parent Only |
Wealth Management |
Other Supervised Non-Bank Financial Entity |
Yes |
4227368.55 |
Yes |
Day 35 |
Unsecured |
Yes |
5.82 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 28 |
1154054.57 |
Day 3 |
Liberty Mortgage Services Corp. |
Retail Banking |
Financial Market Utility |
No |
1147342.64 |
Yes |
75 - 82 Days |
Unsecured |
No |
35.39 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 36 |
3275859.96 |
Day 56 |
Liberty Financial Group, Inc. |
Investment Banking |
MDB |
Yes |
2959157.80 |
Yes |
Day 14 |
Unsecured |
No |
30.99 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
>5 Yr |
2151802.84 |
Day 9 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
GSE |
Yes |
1778404.57 |
No |
Day 6 |
Unsecured |
Yes |
30.21 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 18 |
3167088.97 |
75 - 82 Days |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Pension Fund |
No |
3219458.85 |
Yes |
>5 Yr |
Unsecured |
Yes |
24.79 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 11 |
2512556.61 |
Day 3 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
Pension Fund |
Yes |
2940033.81 |
No |
Day 42 |
Unsecured |
Yes |
13.03 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 40 |
2244694.74 |
Day 7 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
GSE |
Yes |
2145861.81 |
No |
>4 Yr <= 5 Yr |
Unsecured |
Yes |
26.05 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 56 |
1762804.42 |
Day 3 |
Liberty International Finance Ltd. |
Capital Markets Trading |
Financial Market Utility |
No |
1614559.89 |
No |
Day 11 |
Unsecured |
Yes |
24.63 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
>5 Yr |
724233.10 |
Day 58 |
Liberty Financial Group, Inc. |
Wealth Management |
Bank |
Yes |
722304.55 |
Yes |
Day 25 |
Unsecured |
No |
15.07 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 44 |
4118527.78 |
75 - 82 Days |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Broker-Dealer |
Yes |
4529076.62 |
No |
Day 25 |
Unsecured |
Yes |
24.39 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 25 |
3638955.19 |
61 - 67 Days |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Financial Market Utility |
Yes |
3622574.17 |
No |
Day 50 |
Unsecured |
Yes |
26.84 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 31 |
2690643.81 |
Day 25 |
Liberty Capital Markets Inc. |
Global Markets |
Broker-Dealer |
Yes |
2642270.90 |
Yes |
Day 18 |
Unsecured |
No |
46.88 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 19 |
2181997.62 |
Day 20 |
Liberty National Bank |
Mortgage Lending |
PSE |
No |
2026887.65 |
No |
75 - 82 Days |
Unsecured |
Yes |
10.22 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 30 |
616879.31 |
83 - 90 Days |
Liberty Mortgage Services Corp. |
Capital Markets Trading |
Retail |
Yes |
731148.42 |
Yes |
Day 34 |
Unsecured |
No |
47.28 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 35 |
2753384.58 |
Day 10 |
Liberty National Bank |
Global Markets |
PSE |
Yes |
2475174.16 |
Yes |
Day 56 |
Unsecured |
Yes |
1.95 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 43 |
2730388.84 |
>= 1 Yr <= 2 Yr |
Liberty Capital Markets Inc. |
Securities Services |
Other Supervised Non-Bank Financial Entity |
No |
2642540.01 |
Yes |
Day 55 |
Unsecured |
Yes |
40.20 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 53 |
103176.68 |
Day 7 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Other |
Yes |
97407.52 |
No |
Day 53 |
Unsecured |
No |
43.18 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 54 |
102004.10 |
Day 42 |
Liberty Financial Group, Inc. |
Foreign Exchange Desk |
Financial Market Utility |
No |
102268.66 |
No |
Day 10 |
Unsecured |
No |
49.01 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
>5 Yr |
3016118.88 |
271 - 364 Days |
Liberty Financial Group, Inc. - Parent Only |
Capital Markets Trading |
Debt Issuing SPE |
Yes |
3090860.31 |
Yes |
Day 28 |
Unsecured |
No |
23.40 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 21 |
2146739.65 |
Day 44 |
Liberty National Bank |
Mortgage Lending |
Central Bank |
No |
2490796.65 |
Yes |
Day 6 |
Unsecured |
No |
30.51 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 27 |
4474295.81 |
121 - 150 Days |
Liberty Capital Markets Inc. |
Investment Banking |
Non-Financial Corporate |
Yes |
5367046.77 |
No |
Day 41 |
Unsecured |
No |
5.29 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 50 |
748043.74 |
Day 45 |
Liberty International Finance Ltd. |
Investment Banking |
Sovereign |
Yes |
746617.69 |
Yes |
Day 42 |
Unsecured |
Yes |
49.41 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 13 |
2847084.24 |
Day 56 |
Liberty International Finance Ltd. |
Client Treasury Services |
Pension Fund |
Yes |
2367299.10 |
Yes |
Day 18 |
Unsecured |
Yes |
23.17 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 42 |
340959.00 |
Day 7 |
Liberty National Bank |
Mortgage Lending |
Pension Fund |
Yes |
305052.40 |
Yes |
Perpetual |
Unsecured |
Yes |
30.87 |