| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 31 |
3524089.89 |
Day 46 |
Liberty Capital Markets Inc. |
Mortgage Lending |
Other |
No |
4082344.79 |
No |
>4 Yr <= 5 Yr |
Unsecured |
Yes |
14.44 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 2 |
2748392.72 |
Day 2 |
Liberty National Bank |
Capital Markets Trading |
PSE |
No |
2920803.97 |
No |
Day 35 |
Unsecured |
No |
33.73 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 12 |
605327.94 |
Day 4 |
Liberty Financial Group, Inc. |
Wealth Management |
Pension Fund |
No |
496309.20 |
Yes |
Day 27 |
Unsecured |
No |
40.54 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 8 |
1215703.19 |
Day 45 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Other |
Yes |
1352325.72 |
No |
Day 59 |
Unsecured |
Yes |
12.60 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
>= 1 Yr <= 2 Yr |
4546809.40 |
Day 1 |
Liberty Mortgage Services Corp. |
Securities Services |
Other Supranational |
Yes |
5432411.38 |
Yes |
Day 13 |
Unsecured |
No |
12.68 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 23 |
2844648.62 |
83 - 90 Days |
Liberty Financial Group, Inc. - Parent Only |
Global Markets |
Sovereign |
No |
2650203.75 |
No |
Day 38 |
Unsecured |
No |
26.54 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 23 |
1238735.77 |
Day 24 |
Liberty National Bank |
Syndicated Loans |
Pension Fund |
No |
1054361.77 |
No |
Day 38 |
Unsecured |
Yes |
10.99 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 37 |
1521405.36 |
Day 43 |
Liberty National Bank |
Treasury Operations |
Non-Financial Corporate |
Yes |
1222765.17 |
Yes |
Day 1 |
Unsecured |
No |
34.42 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 23 |
544937.08 |
Day 33 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
Bank |
No |
478354.38 |
No |
Day 24 |
Unsecured |
No |
30.90 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 9 |
1271168.20 |
Day 15 |
Liberty Capital Markets Inc. |
Retail Banking |
Investment Company or Advisor |
Yes |
1116014.04 |
Yes |
83 - 90 Days |
Unsecured |
No |
6.55 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 54 |
2537069.26 |
>4 Yr <= 5 Yr |
Liberty National Bank |
Treasury Operations |
Non-Financial Corporate |
Yes |
2673060.39 |
Yes |
75 - 82 Days |
Unsecured |
No |
26.50 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
>2 Yr <= 3 Yr |
945003.36 |
Day 60 |
Liberty International Finance Ltd. |
Retail Banking |
Financial Market Utility |
Yes |
1096535.17 |
Yes |
180 - 270 Days |
Unsecured |
Yes |
5.92 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 36 |
2804168.99 |
Day 47 |
Liberty International Finance Ltd. |
Wealth Management |
GSE |
Yes |
2414880.60 |
Yes |
Day 34 |
Unsecured |
No |
3.28 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
Day 58 |
1033937.61 |
Day 30 |
Liberty International Finance Ltd. |
Treasury Operations |
Other |
Yes |
939029.29 |
No |
Day 40 |
Unsecured |
No |
32.17 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 58 |
2692775.49 |
Day 33 |
Liberty Financial Group, Inc. |
Syndicated Loans |
Broker-Dealer |
No |
2809176.87 |
No |
Day 5 |
Unsecured |
Yes |
28.64 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 36 |
1253844.09 |
Day 12 |
Liberty International Finance Ltd. |
Syndicated Loans |
Non-Regulated Fund |
No |
1093315.19 |
No |
Day 48 |
Unsecured |
No |
45.84 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 30 |
612169.00 |
Day 28 |
Liberty International Finance Ltd. |
Client Treasury Services |
MDB |
No |
715917.98 |
No |
Day 32 |
Unsecured |
No |
26.97 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 40 |
4433004.13 |
Day 42 |
Liberty Financial Group, Inc. |
Wealth Management |
Financial Market Utility |
No |
3953054.74 |
No |
Open |
Unsecured |
No |
47.86 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
Day 37 |
182298.42 |
151 - 179 Days |
Liberty Capital Markets Inc. |
Investment Banking |
Broker-Dealer |
No |
174539.69 |
Yes |
>4 Yr <= 5 Yr |
Unsecured |
Yes |
19.21 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Day 12 |
3121481.27 |
Open |
Liberty Mortgage Services Corp. |
Mortgage Lending |
GSE |
No |
3279423.68 |
Yes |
Day 50 |
Unsecured |
Yes |
1.89 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 10 |
228532.67 |
>2 Yr <= 3 Yr |
Liberty Financial Group, Inc. |
Securities Services |
Other Supervised Non-Bank Financial Entity |
No |
255715.94 |
No |
Day 7 |
Unsecured |
Yes |
14.12 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
Yes |
Day 20 |
1055237.33 |
Day 12 |
Liberty Financial Group, Inc. |
Securities Services |
Non-Regulated Fund |
Yes |
1175082.16 |
No |
>4 Yr <= 5 Yr |
Unsecured |
No |
33.41 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
68 - 74 Days |
4603631.55 |
Day 22 |
Liberty Capital Markets Inc. |
Global Markets |
PSE |
Yes |
3721650.39 |
Yes |
Day 44 |
Unsecured |
No |
2.50 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 44 |
2799177.20 |
Day 52 |
Liberty Mortgage Services Corp. |
Retail Banking |
Financial Market Utility |
No |
2304535.34 |
Yes |
Day 52 |
Unsecured |
No |
24.83 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 47 |
3461593.52 |
Day 46 |
Liberty Financial Group, Inc. |
Retail Banking |
Small Business |
No |
3068240.91 |
No |
83 - 90 Days |
Unsecured |
Yes |
33.98 |