| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 16 |
2998632.97 |
Day 16 |
Liberty National Bank |
Capital Markets Trading |
GSE |
Yes |
2831751.25 |
No |
Day 47 |
Unsecured |
Yes |
37.23 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 19 |
3954234.96 |
Day 6 |
Liberty Financial Group, Inc. |
Mortgage Lending |
Small Business |
No |
4111268.16 |
No |
Day 43 |
Unsecured |
No |
16.12 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
61 - 67 Days |
1339758.44 |
Day 46 |
Liberty Financial Group, Inc. - Parent Only |
Retail Banking |
MDB |
No |
1464385.39 |
No |
68 - 74 Days |
Unsecured |
No |
24.65 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 47 |
568791.48 |
Day 46 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Pension Fund |
No |
633966.83 |
No |
Day 1 |
Unsecured |
No |
40.44 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 31 |
2669186.63 |
Day 36 |
Liberty International Finance Ltd. |
Global Markets |
GSE |
No |
2863722.05 |
Yes |
Day 23 |
Unsecured |
No |
15.94 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
68 - 74 Days |
3753609.86 |
Day 28 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
Other |
Yes |
3972243.01 |
Yes |
Day 57 |
Unsecured |
Yes |
47.89 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
Day 21 |
4517241.77 |
>= 1 Yr <= 2 Yr |
Liberty Financial Group, Inc. - Parent Only |
Retail Banking |
Sovereign |
No |
4565399.33 |
Yes |
Day 33 |
Unsecured |
No |
40.12 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
No |
Day 27 |
348512.88 |
Day 57 |
Liberty Financial Group, Inc. |
Client Treasury Services |
Bank |
No |
390049.62 |
Yes |
Day 11 |
Unsecured |
No |
13.38 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
No |
180 - 270 Days |
2349810.52 |
Day 48 |
Liberty Financial Group, Inc. |
Wealth Management |
Sovereign |
Yes |
2590385.83 |
No |
Day 18 |
Unsecured |
Yes |
24.70 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 58 |
490248.47 |
Day 50 |
Liberty National Bank |
Treasury Operations |
GSE |
Yes |
504191.24 |
Yes |
Day 22 |
Unsecured |
No |
41.53 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 18 |
3434263.15 |
Day 26 |
Liberty Mortgage Services Corp. |
Treasury Operations |
Bank |
No |
2959836.79 |
Yes |
61 - 67 Days |
Unsecured |
Yes |
23.47 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 46 |
2855342.53 |
Day 8 |
Liberty National Bank |
Investment Banking |
Other Supervised Non-Bank Financial Entity |
Yes |
3180082.46 |
Yes |
Day 46 |
Unsecured |
No |
0.50 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 14 |
4259352.69 |
Day 19 |
Liberty Mortgage Services Corp. |
Securities Services |
Debt Issuing SPE |
No |
3658932.63 |
Yes |
Day 43 |
Unsecured |
Yes |
11.06 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
USD |
No |
75 - 82 Days |
4282668.13 |
Day 28 |
Liberty Financial Group, Inc. - Parent Only |
Capital Markets Trading |
Broker-Dealer |
No |
4551366.17 |
No |
Day 46 |
Unsecured |
Yes |
45.41 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
Day 52 |
4848939.44 |
Day 49 |
Liberty Capital Markets Inc. |
Securities Services |
Central Bank |
Yes |
3956157.06 |
No |
Day 11 |
Unsecured |
Yes |
34.94 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 46 |
3186881.11 |
91 - 120 Days |
Liberty Financial Group, Inc. |
Treasury Operations |
Non-Regulated Fund |
Yes |
2873698.36 |
No |
83 - 90 Days |
Unsecured |
No |
49.66 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
75 - 82 Days |
1838718.69 |
Day 32 |
Liberty Capital Markets Inc. |
Retail Banking |
Financial Market Utility |
No |
1806946.46 |
No |
Day 33 |
Unsecured |
Yes |
21.40 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
CAD |
Yes |
Day 48 |
3544975.93 |
Day 35 |
Liberty Financial Group, Inc. |
Wealth Management |
Non-Regulated Fund |
Yes |
2899496.21 |
No |
Day 24 |
Unsecured |
No |
27.61 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
83 - 90 Days |
82931.91 |
Day 28 |
Liberty National Bank |
Global Markets |
Non-Financial Corporate |
Yes |
89081.37 |
No |
Day 57 |
Unsecured |
No |
3.37 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
No |
Day 39 |
4938419.93 |
Day 56 |
Liberty Financial Group, Inc. |
Securities Services |
Non-Financial Corporate |
Yes |
4788489.58 |
No |
Day 30 |
Unsecured |
No |
6.12 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
GBP |
Yes |
91 - 120 Days |
2717330.87 |
Day 44 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
PSE |
No |
2940900.91 |
Yes |
Day 33 |
Unsecured |
No |
20.77 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
EUR |
Yes |
Day 26 |
1792499.45 |
121 - 150 Days |
Liberty International Finance Ltd. |
Mortgage Lending |
Financial Market Utility |
Yes |
1883879.65 |
Yes |
Day 23 |
Unsecured |
No |
27.53 |
| 2025-09-09 |
Liberty National Bank |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
No |
>= 1 Yr <= 2 Yr |
150111.51 |
Day 46 |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Other |
Yes |
151938.92 |
Yes |
Open |
Unsecured |
No |
32.08 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
>5 Yr |
4004406.85 |
Day 44 |
Liberty International Finance Ltd. |
Wealth Management |
Small Business |
No |
4293349.35 |
No |
75 - 82 Days |
Unsecured |
No |
46.08 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.3 |
I.U.3: Required Operational Balances |
JPY |
Yes |
Open |
3001316.71 |
Day 6 |
Liberty International Finance Ltd. |
Investment Banking |
Other Supranational |
Yes |
3191393.85 |
Yes |
68 - 74 Days |
Unsecured |
No |
14.82 |