| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36531.97 |
180 - 270 Days |
No |
730.14 |
91-180 Days |
C-1 |
38495.36 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15102.98 |
180 - 270 Days |
Yes |
1007.39 |
<7 Days |
CB-4 |
13561.90 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37086.20 |
180 - 270 Days |
Yes |
1718.17 |
<7 Days |
E-10 |
36887.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13597.01 |
180 - 270 Days |
No |
280.08 |
31-90 Days |
E-3 |
15028.05 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37770.60 |
180 - 270 Days |
Yes |
1558.04 |
31-90 Days |
E-4 |
44102.62 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42490.86 |
180 - 270 Days |
No |
4189.46 |
<7 Days |
E-5 |
43767.96 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26180.66 |
180 - 270 Days |
Yes |
1459.92 |
<7 Days |
E-6 |
30631.61 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4488.24 |
180 - 270 Days |
No |
17.14 |
31-90 Days |
E-7 |
4917.29 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2501.00 |
180 - 270 Days |
No |
211.68 |
<7 Days |
E-8 |
2246.37 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39410.28 |
180 - 270 Days |
Yes |
2091.19 |
7-30 Days |
E-9 |
37886.96 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21421.52 |
180 - 270 Days |
Yes |
1917.11 |
31-90 Days |
G-4 |
22828.24 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8806.22 |
180 - 270 Days |
Yes |
252.18 |
91-180 Days |
IG-3 |
9580.76 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1600.62 |
180 - 270 Days |
Yes |
25.06 |
91-180 Days |
IG-4 |
1474.94 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3028.44 |
180 - 270 Days |
No |
227.16 |
91-180 Days |
IG-5 |
3576.18 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40710.08 |
180 - 270 Days |
Yes |
1536.29 |
31-90 Days |
IG-6 |
40733.81 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7349.11 |
180 - 270 Days |
No |
225.12 |
31-90 Days |
IG-7 |
8619.24 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13.68 |
180 - 270 Days |
Yes |
1.07 |
31-90 Days |
IG-8 |
12.42 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
6921.11 |
180 - 270 Days |
Yes |
570.65 |
31-90 Days |
L-1 |
8268.68 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40485.03 |
180 - 270 Days |
No |
1683.52 |
91-180 Days |
L-10 |
37430.63 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29955.02 |
180 - 270 Days |
No |
1159.53 |
<7 Days |
L-11 |
27214.01 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16999.38 |
180 - 270 Days |
No |
419.08 |
<7 Days |
L-2 |
18931.03 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11823.26 |
180 - 270 Days |
Yes |
1015.05 |
31-90 Days |
L-3 |
12958.38 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42770.64 |
180 - 270 Days |
Yes |
407.76 |
<7 Days |
L-4 |
43226.96 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27432.87 |
180 - 270 Days |
No |
2510.21 |
<7 Days |
L-5 |
28235.02 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
105.51 |
180 - 270 Days |
No |
1.09 |
<7 Days |
L-6 |
91.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |