| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36200.90 |
151 - 179 Days |
No |
1716.30 |
91-180 Days |
S-8 |
38889.34 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2712.19 |
151 - 179 Days |
No |
247.86 |
7-30 Days |
Y-1 |
2853.50 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3320.34 |
151 - 179 Days |
No |
211.77 |
<7 Days |
Y-2 |
3846.26 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22155.45 |
151 - 179 Days |
No |
97.30 |
7-30 Days |
Y-3 |
18811.55 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39543.11 |
151 - 179 Days |
No |
444.94 |
91-180 Days |
Y-4 |
44451.47 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6108.49 |
151 - 179 Days |
Yes |
110.74 |
31-90 Days |
Z-1 |
5710.97 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16468.77 |
151 - 179 Days |
Yes |
942.06 |
91-180 Days |
A-2 |
18469.66 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16988.89 |
151 - 179 Days |
No |
141.36 |
7-30 Days |
A-3 |
18109.78 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22612.23 |
151 - 179 Days |
Yes |
1753.10 |
31-90 Days |
A-4 |
21584.06 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31322.70 |
151 - 179 Days |
No |
1812.39 |
91-180 Days |
A-5 |
31889.67 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12750.87 |
151 - 179 Days |
Yes |
1221.29 |
7-30 Days |
CB-1 |
13059.02 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34552.38 |
151 - 179 Days |
Yes |
2224.98 |
<7 Days |
CB-2 |
29211.14 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23561.79 |
151 - 179 Days |
Yes |
2148.37 |
91-180 Days |
CB-3 |
26294.03 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21454.87 |
151 - 179 Days |
Yes |
549.14 |
<7 Days |
E-1 |
17268.89 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17895.69 |
151 - 179 Days |
No |
695.14 |
7-30 Days |
E-2 |
15784.09 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16330.72 |
151 - 179 Days |
No |
723.14 |
<7 Days |
G-1 |
16474.71 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5537.05 |
151 - 179 Days |
No |
509.66 |
31-90 Days |
G-2 |
6071.72 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9256.00 |
151 - 179 Days |
No |
876.28 |
91-180 Days |
G-3 |
9571.87 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16017.88 |
151 - 179 Days |
No |
534.07 |
91-180 Days |
IG-1 |
13602.91 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42587.43 |
151 - 179 Days |
Yes |
210.84 |
31-90 Days |
IG-2 |
50077.72 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36659.58 |
151 - 179 Days |
No |
334.29 |
91-180 Days |
S-1 |
38642.35 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7708.73 |
151 - 179 Days |
No |
520.96 |
7-30 Days |
S-2 |
8779.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
18890.96 |
151 - 179 Days |
Yes |
480.99 |
<7 Days |
S-3 |
16388.56 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
33807.56 |
151 - 179 Days |
Yes |
828.76 |
<7 Days |
S-4 |
34788.90 |
None |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
35809.55 |
151 - 179 Days |
Yes |
238.22 |
31-90 Days |
S-5 |
37177.01 |
Partial |
No |
|
Capital Markets |