| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20869.12 |
151 - 179 Days |
No |
24.60 |
<7 Days |
S-6 |
18072.97 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29801.09 |
151 - 179 Days |
Yes |
1357.80 |
7-30 Days |
S-7 |
28905.59 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1242.62 |
180 - 270 Days |
No |
103.83 |
<7 Days |
A-0-Q |
1069.32 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2711.34 |
180 - 270 Days |
No |
104.20 |
31-90 Days |
A-1-Q |
2698.62 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38471.86 |
180 - 270 Days |
No |
3338.36 |
91-180 Days |
A-2-Q |
40615.35 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39679.62 |
180 - 270 Days |
Yes |
1785.25 |
<7 Days |
A-3-Q |
42848.18 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
19843.60 |
180 - 270 Days |
Yes |
1559.70 |
7-30 Days |
A-4-Q |
20251.34 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14737.82 |
180 - 270 Days |
Yes |
1033.60 |
91-180 Days |
A-5-Q |
13797.90 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15933.43 |
180 - 270 Days |
Yes |
767.16 |
31-90 Days |
CB-1-Q |
16674.47 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37336.30 |
180 - 270 Days |
No |
1107.17 |
<7 Days |
CB-2-Q |
40600.35 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42894.42 |
180 - 270 Days |
No |
693.32 |
31-90 Days |
S-1-Q |
38258.20 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
19939.18 |
180 - 270 Days |
Yes |
722.54 |
7-30 Days |
S-2-Q |
17582.05 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24070.40 |
180 - 270 Days |
Yes |
700.61 |
<7 Days |
S-3-Q |
26638.20 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35745.36 |
180 - 270 Days |
No |
1360.81 |
31-90 Days |
S-4-Q |
30346.76 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35518.16 |
180 - 270 Days |
No |
1556.41 |
7-30 Days |
CB-3-Q |
34877.40 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29393.58 |
180 - 270 Days |
No |
1845.42 |
<7 Days |
G-1-Q |
24757.89 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3995.81 |
180 - 270 Days |
No |
220.89 |
31-90 Days |
G-2-Q |
4773.16 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24293.63 |
180 - 270 Days |
Yes |
1834.23 |
<7 Days |
G-3-Q |
23699.13 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4285.81 |
180 - 270 Days |
No |
131.99 |
7-30 Days |
S-5-Q |
4140.81 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33489.69 |
180 - 270 Days |
Yes |
487.17 |
<7 Days |
S-6-Q |
38078.54 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38185.93 |
180 - 270 Days |
No |
994.46 |
91-180 Days |
S-7-Q |
31226.37 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34219.87 |
180 - 270 Days |
No |
291.92 |
91-180 Days |
E-1-Q |
39384.64 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
34583.52 |
180 - 270 Days |
No |
3127.04 |
31-90 Days |
E-2-Q |
41271.70 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27508.69 |
180 - 270 Days |
Yes |
130.01 |
91-180 Days |
IG-1-Q |
25578.72 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32897.87 |
180 - 270 Days |
No |
2066.40 |
7-30 Days |
IG-2-Q |
26368.27 |
None |
No |
|
Treasury |