| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10356.82 |
180 - 270 Days |
Yes |
922.59 |
<7 Days |
CB-2 |
10530.33 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43513.07 |
180 - 270 Days |
No |
3148.65 |
<7 Days |
CB-3 |
50575.97 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14361.14 |
180 - 270 Days |
No |
167.54 |
31-90 Days |
E-1 |
14570.28 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41499.04 |
180 - 270 Days |
Yes |
466.61 |
31-90 Days |
E-2 |
41549.05 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25880.49 |
180 - 270 Days |
No |
14.31 |
31-90 Days |
G-1 |
28399.59 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41263.77 |
180 - 270 Days |
No |
2237.26 |
31-90 Days |
G-2 |
38542.61 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13689.09 |
180 - 270 Days |
Yes |
132.31 |
31-90 Days |
G-3 |
11771.90 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15577.11 |
180 - 270 Days |
Yes |
94.64 |
7-30 Days |
IG-1 |
16508.65 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25096.00 |
180 - 270 Days |
No |
1543.12 |
<7 Days |
IG-2 |
22202.01 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41776.86 |
180 - 270 Days |
Yes |
3392.17 |
<7 Days |
S-1 |
41198.50 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14782.59 |
180 - 270 Days |
No |
1377.86 |
31-90 Days |
S-2 |
16633.40 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31071.01 |
180 - 270 Days |
Yes |
3030.68 |
7-30 Days |
S-3 |
28854.83 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41003.31 |
180 - 270 Days |
No |
1361.10 |
31-90 Days |
S-4 |
39459.83 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39956.52 |
180 - 270 Days |
Yes |
1419.96 |
<7 Days |
S-5 |
42837.42 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25605.98 |
180 - 270 Days |
No |
2005.63 |
<7 Days |
S-6 |
25882.31 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15365.57 |
180 - 270 Days |
Yes |
1303.57 |
91-180 Days |
S-7 |
14025.63 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42027.52 |
271 - 364 Days |
No |
1438.71 |
<7 Days |
A-0-Q |
38694.54 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5191.44 |
271 - 364 Days |
No |
71.32 |
7-30 Days |
A-1-Q |
6101.94 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16369.46 |
271 - 364 Days |
No |
1520.26 |
91-180 Days |
A-2-Q |
17959.87 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2195.21 |
271 - 364 Days |
Yes |
139.83 |
91-180 Days |
A-3-Q |
2326.99 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11158.17 |
271 - 364 Days |
No |
771.52 |
31-90 Days |
A-4-Q |
11391.38 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39738.47 |
271 - 364 Days |
No |
2160.16 |
31-90 Days |
A-5-Q |
32854.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25121.06 |
271 - 364 Days |
No |
908.18 |
91-180 Days |
CB-1-Q |
29241.91 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16069.72 |
271 - 364 Days |
No |
186.49 |
<7 Days |
CB-2-Q |
13144.06 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34361.59 |
271 - 364 Days |
Yes |
2444.55 |
31-90 Days |
S-1-Q |
29427.77 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |