| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16192.31 |
180 - 270 Days |
No |
950.59 |
91-180 Days |
L-7 |
16207.12 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25600.73 |
180 - 270 Days |
Yes |
754.04 |
31-90 Days |
L-8 |
30317.02 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24833.68 |
180 - 270 Days |
Yes |
776.42 |
91-180 Days |
L-9 |
23982.78 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38930.61 |
180 - 270 Days |
No |
367.06 |
31-90 Days |
LC-1 |
45991.12 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34347.61 |
180 - 270 Days |
Yes |
2722.76 |
7-30 Days |
LC-2 |
32775.66 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31665.89 |
180 - 270 Days |
No |
2615.19 |
91-180 Days |
N-1 |
28447.05 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3136.46 |
180 - 270 Days |
No |
157.84 |
31-90 Days |
N-2 |
3617.15 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35305.62 |
180 - 270 Days |
Yes |
559.06 |
91-180 Days |
N-3 |
35845.08 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18472.22 |
180 - 270 Days |
Yes |
1010.69 |
31-90 Days |
N-4 |
18521.41 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28071.40 |
180 - 270 Days |
No |
2417.69 |
91-180 Days |
N-5 |
30721.12 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23398.57 |
180 - 270 Days |
No |
1487.12 |
91-180 Days |
N-6 |
24273.58 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10021.36 |
180 - 270 Days |
No |
165.72 |
<7 Days |
N-7 |
10586.42 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22984.82 |
180 - 270 Days |
No |
1706.48 |
31-90 Days |
P-1 |
22244.31 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2663.39 |
180 - 270 Days |
No |
224.90 |
91-180 Days |
P-2 |
2233.43 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16644.52 |
180 - 270 Days |
Yes |
191.52 |
31-90 Days |
S-8 |
13381.38 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32610.51 |
180 - 270 Days |
Yes |
3022.55 |
7-30 Days |
Y-1 |
34601.64 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8123.02 |
180 - 270 Days |
No |
115.34 |
<7 Days |
Y-2 |
8384.31 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32405.60 |
180 - 270 Days |
No |
1813.99 |
7-30 Days |
Y-3 |
31049.06 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25379.09 |
180 - 270 Days |
No |
1007.90 |
31-90 Days |
Y-4 |
21064.48 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24987.80 |
180 - 270 Days |
No |
2260.15 |
31-90 Days |
Z-1 |
20032.57 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15081.47 |
180 - 270 Days |
Yes |
1460.06 |
91-180 Days |
A-2 |
12371.25 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23477.96 |
180 - 270 Days |
Yes |
1582.12 |
7-30 Days |
A-3 |
25444.85 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13737.05 |
180 - 270 Days |
Yes |
1188.49 |
7-30 Days |
A-4 |
13022.27 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31150.01 |
180 - 270 Days |
Yes |
1363.92 |
31-90 Days |
A-5 |
36960.45 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1012.70 |
180 - 270 Days |
No |
23.34 |
7-30 Days |
CB-1 |
1138.07 |
Full |
No |
|
Wholesale Lending |