| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27761.75 |
151 - 179 Days |
No |
1283.33 |
91-180 Days |
IG-6 |
28647.11 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31089.65 |
151 - 179 Days |
Yes |
993.21 |
91-180 Days |
IG-7 |
33519.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16914.65 |
151 - 179 Days |
Yes |
1466.92 |
91-180 Days |
IG-8 |
17869.98 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34077.05 |
151 - 179 Days |
Yes |
1563.93 |
91-180 Days |
L-1 |
27410.41 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9924.71 |
151 - 179 Days |
Yes |
316.06 |
91-180 Days |
L-10 |
8213.45 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19117.65 |
151 - 179 Days |
No |
550.80 |
7-30 Days |
L-11 |
22058.66 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41989.30 |
151 - 179 Days |
No |
942.49 |
31-90 Days |
L-2 |
45863.30 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18898.72 |
151 - 179 Days |
No |
335.28 |
91-180 Days |
L-3 |
22630.17 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5024.86 |
151 - 179 Days |
No |
446.71 |
<7 Days |
L-4 |
5580.49 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13651.77 |
151 - 179 Days |
Yes |
1220.39 |
7-30 Days |
L-5 |
12953.66 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4130.36 |
151 - 179 Days |
Yes |
163.70 |
<7 Days |
L-6 |
3344.05 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5128.37 |
151 - 179 Days |
No |
99.36 |
7-30 Days |
L-7 |
5834.11 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22745.53 |
151 - 179 Days |
Yes |
900.91 |
31-90 Days |
L-8 |
21050.41 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39475.70 |
151 - 179 Days |
Yes |
2738.32 |
91-180 Days |
L-9 |
42613.51 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11136.34 |
151 - 179 Days |
No |
148.61 |
91-180 Days |
LC-1 |
11737.44 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26622.80 |
151 - 179 Days |
No |
2246.18 |
7-30 Days |
LC-2 |
31691.77 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31262.19 |
151 - 179 Days |
No |
1285.80 |
7-30 Days |
N-1 |
29528.30 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15910.97 |
151 - 179 Days |
No |
1219.77 |
91-180 Days |
N-2 |
14802.51 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43664.40 |
151 - 179 Days |
No |
4242.58 |
91-180 Days |
N-3 |
51760.08 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
24439.38 |
151 - 179 Days |
Yes |
1968.50 |
<7 Days |
N-4 |
22987.68 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35365.64 |
151 - 179 Days |
Yes |
3012.22 |
<7 Days |
N-5 |
33399.76 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
923.20 |
151 - 179 Days |
No |
75.99 |
<7 Days |
N-6 |
1057.72 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
8933.68 |
151 - 179 Days |
No |
262.18 |
31-90 Days |
N-7 |
10696.79 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
44128.93 |
151 - 179 Days |
No |
3067.03 |
31-90 Days |
P-1 |
42728.54 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15582.97 |
151 - 179 Days |
No |
1449.45 |
91-180 Days |
P-2 |
13226.76 |
Partial |
No |
|
Investment Banking |