| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
180 - 270 Days |
4694285.53 |
Day 25 |
Liberty Financial Group, Inc. |
Treasury Operations |
Debt Issuing SPE |
Yes |
4161763.36 |
Yes |
Day 40 |
Unsecured |
Yes |
34.38 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 56 |
2488868.08 |
Day 15 |
Liberty National Bank |
Retail Banking |
Broker-Dealer |
No |
2275512.20 |
Yes |
Day 6 |
Unsecured |
Yes |
36.84 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
Day 35 |
4612008.78 |
>= 1 Yr <= 2 Yr |
Liberty Financial Group, Inc. - Parent Only |
Wealth Management |
Other Supervised Non-Bank Financial Entity |
No |
5481520.49 |
Yes |
Day 51 |
Unsecured |
Yes |
30.14 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 56 |
178071.29 |
Day 29 |
Liberty International Finance Ltd. |
Treasury Operations |
Broker-Dealer |
No |
156072.43 |
Yes |
Day 23 |
Unsecured |
No |
18.91 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
61 - 67 Days |
818420.27 |
Day 38 |
Liberty National Bank |
Retail Banking |
GSE |
Yes |
942089.63 |
Yes |
Day 23 |
Unsecured |
Yes |
1.36 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Open |
136008.27 |
Day 39 |
Liberty National Bank |
Global Markets |
Non-Regulated Fund |
No |
120958.12 |
No |
Day 25 |
Unsecured |
Yes |
38.80 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
Day 53 |
2757838.78 |
Day 54 |
Liberty Financial Group, Inc. |
Securities Services |
Other |
No |
2424898.78 |
No |
Day 24 |
Unsecured |
Yes |
28.44 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 54 |
4143546.71 |
Day 46 |
Liberty National Bank |
Syndicated Loans |
Non-Financial Corporate |
No |
4722737.01 |
Yes |
Day 6 |
Unsecured |
Yes |
33.68 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 57 |
4835542.22 |
Day 33 |
Liberty Mortgage Services Corp. |
Securities Services |
GSE |
No |
4519383.06 |
No |
Day 22 |
Unsecured |
No |
40.04 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
Day 31 |
4755327.60 |
>4 Yr <= 5 Yr |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Central Bank |
Yes |
4357752.70 |
Yes |
Day 49 |
Unsecured |
Yes |
15.81 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 55 |
242520.14 |
Day 8 |
Liberty Capital Markets Inc. |
Client Treasury Services |
GSE |
Yes |
265564.66 |
Yes |
Day 24 |
Unsecured |
No |
14.45 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 18 |
2456853.78 |
68 - 74 Days |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Other |
No |
2228228.12 |
Yes |
121 - 150 Days |
Unsecured |
Yes |
34.47 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Open |
616037.65 |
>4 Yr <= 5 Yr |
Liberty National Bank |
Client Treasury Services |
Other Supranational |
No |
643638.50 |
Yes |
Day 40 |
Unsecured |
Yes |
15.09 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
Day 6 |
3632038.00 |
Day 30 |
Liberty Financial Group, Inc. - Parent Only |
Mortgage Lending |
Investment Company or Advisor |
No |
3378647.92 |
Yes |
Day 30 |
Unsecured |
No |
2.09 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 44 |
1577626.23 |
Day 36 |
Liberty Mortgage Services Corp. |
Client Treasury Services |
Sovereign |
No |
1888276.50 |
Yes |
Day 42 |
Unsecured |
No |
4.99 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 57 |
4433842.37 |
Day 25 |
Liberty Financial Group, Inc. - Parent Only |
Wealth Management |
Other |
No |
4463332.55 |
Yes |
>3 Yr <= 4 Yr |
Unsecured |
Yes |
41.81 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 42 |
2342590.94 |
Day 11 |
Liberty Financial Group, Inc. - Parent Only |
Mortgage Lending |
Central Bank |
No |
2714896.00 |
Yes |
Day 50 |
Unsecured |
No |
9.30 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
75 - 82 Days |
3395703.12 |
Day 34 |
Liberty International Finance Ltd. |
Global Markets |
GSE |
No |
3573457.45 |
Yes |
Day 7 |
Unsecured |
No |
19.72 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
>2 Yr <= 3 Yr |
2274386.66 |
Day 31 |
Liberty International Finance Ltd. |
Global Markets |
Sovereign |
No |
2429980.04 |
No |
Day 42 |
Unsecured |
Yes |
17.97 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 13 |
1718442.15 |
83 - 90 Days |
Liberty National Bank |
Wealth Management |
Other Supranational |
No |
1542577.82 |
No |
Day 46 |
Unsecured |
Yes |
29.18 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 35 |
986787.37 |
180 - 270 Days |
Liberty Capital Markets Inc. |
Client Treasury Services |
Retail |
Yes |
950149.71 |
No |
Day 1 |
Unsecured |
No |
17.20 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 4 |
3055712.45 |
Day 19 |
Liberty Financial Group, Inc. - Parent Only |
Foreign Exchange Desk |
PSE |
No |
2979381.50 |
Yes |
151 - 179 Days |
Unsecured |
Yes |
18.01 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 48 |
96829.78 |
Day 30 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
Retail |
No |
91762.77 |
No |
Day 52 |
Unsecured |
Yes |
20.67 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 24 |
236033.69 |
Day 34 |
Liberty Financial Group, Inc. - Parent Only |
Mortgage Lending |
Non-Regulated Fund |
Yes |
246893.76 |
No |
121 - 150 Days |
Unsecured |
No |
38.72 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 25 |
2969694.33 |
Day 7 |
Liberty International Finance Ltd. |
Securities Services |
Pension Fund |
Yes |
3137784.57 |
No |
Day 32 |
Unsecured |
Yes |
10.06 |