| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 15 |
3704373.54 |
Day 30 |
Liberty National Bank |
Foreign Exchange Desk |
Other |
Yes |
3384451.91 |
No |
Day 5 |
Unsecured |
No |
25.33 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 16 |
2165903.56 |
Day 10 |
Liberty National Bank |
Securities Services |
Investment Company or Advisor |
Yes |
2220625.69 |
Yes |
Day 14 |
Unsecured |
No |
33.95 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 12 |
4954735.50 |
Day 36 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
Retail |
No |
5814456.54 |
No |
Day 57 |
Unsecured |
Yes |
7.82 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 59 |
493098.05 |
Day 10 |
Liberty National Bank |
Investment Banking |
Small Business |
Yes |
499175.40 |
Yes |
Day 42 |
Unsecured |
Yes |
27.50 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 38 |
2955669.29 |
Day 53 |
Liberty International Finance Ltd. |
Retail Banking |
GSE |
Yes |
3073609.54 |
Yes |
Day 17 |
Unsecured |
No |
1.61 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 20 |
3751151.13 |
61 - 67 Days |
Liberty Financial Group, Inc. - Parent Only |
Retail Banking |
Sovereign |
No |
3109798.28 |
Yes |
>3 Yr <= 4 Yr |
Unsecured |
Yes |
20.46 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 21 |
2509131.72 |
Day 21 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
GSE |
Yes |
2835677.55 |
Yes |
>= 1 Yr <= 2 Yr |
Unsecured |
Yes |
48.37 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 48 |
2874602.05 |
61 - 67 Days |
Liberty Financial Group, Inc. |
Securities Services |
Other Supranational |
Yes |
2453241.52 |
Yes |
Day 26 |
Unsecured |
Yes |
49.83 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 31 |
2230162.02 |
>5 Yr |
Liberty Financial Group, Inc. |
Client Treasury Services |
PSE |
No |
2599209.18 |
No |
Day 8 |
Unsecured |
Yes |
40.10 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 18 |
2771394.16 |
>5 Yr |
Liberty Capital Markets Inc. |
Securities Services |
Other Supranational |
No |
3023795.45 |
Yes |
Day 40 |
Unsecured |
Yes |
34.92 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 55 |
1657409.25 |
68 - 74 Days |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Investment Company or Advisor |
Yes |
1409542.46 |
No |
61 - 67 Days |
Unsecured |
No |
32.25 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 51 |
1311606.64 |
Day 2 |
Liberty Financial Group, Inc. |
Securities Services |
Non-Financial Corporate |
Yes |
1269688.30 |
No |
Day 52 |
Unsecured |
No |
44.08 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
>3 Yr <= 4 Yr |
3510810.87 |
Day 44 |
Liberty Capital Markets Inc. |
Mortgage Lending |
Retail |
No |
3563028.02 |
No |
>2 Yr <= 3 Yr |
Unsecured |
No |
34.33 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 8 |
4401104.62 |
Day 3 |
Liberty Financial Group, Inc. |
Global Markets |
Debt Issuing SPE |
No |
5052535.10 |
Yes |
Day 27 |
Unsecured |
No |
1.77 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 25 |
1029531.85 |
Day 39 |
Liberty National Bank |
Client Treasury Services |
MDB |
No |
851104.53 |
No |
Day 47 |
Unsecured |
No |
34.11 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 3 |
278671.74 |
>4 Yr <= 5 Yr |
Liberty International Finance Ltd. |
Retail Banking |
Debt Issuing SPE |
Yes |
324429.89 |
No |
Day 50 |
Unsecured |
Yes |
16.65 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 45 |
4028210.54 |
Perpetual |
Liberty International Finance Ltd. |
Global Markets |
Non-Financial Corporate |
Yes |
4051441.69 |
Yes |
Perpetual |
Unsecured |
No |
34.32 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Perpetual |
1774978.67 |
75 - 82 Days |
Liberty International Finance Ltd. |
Client Treasury Services |
Debt Issuing SPE |
No |
1895835.66 |
Yes |
Day 12 |
Unsecured |
Yes |
5.94 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
Day 51 |
2810299.73 |
Day 43 |
Liberty Financial Group, Inc. |
Mortgage Lending |
Other |
No |
3006678.43 |
No |
Day 12 |
Unsecured |
Yes |
23.41 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 3 |
4837210.41 |
>2 Yr <= 3 Yr |
Liberty Financial Group, Inc. |
Wealth Management |
Pension Fund |
Yes |
4011543.72 |
Yes |
Day 46 |
Unsecured |
No |
35.65 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 16 |
3363182.98 |
Day 17 |
Liberty Financial Group, Inc. - Parent Only |
Global Markets |
Broker-Dealer |
Yes |
4034414.75 |
No |
Day 48 |
Unsecured |
No |
1.03 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 20 |
3944938.63 |
75 - 82 Days |
Liberty Financial Group, Inc. |
Syndicated Loans |
Small Business |
No |
3255730.02 |
No |
Day 19 |
Unsecured |
No |
30.87 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 1 |
1232054.50 |
Day 41 |
Liberty Capital Markets Inc. |
Investment Banking |
Non-Regulated Fund |
No |
1226139.51 |
No |
Day 52 |
Unsecured |
No |
17.68 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
61 - 67 Days |
1275528.78 |
Day 60 |
Liberty International Finance Ltd. |
Retail Banking |
Other Supervised Non-Bank Financial Entity |
No |
1038943.14 |
No |
Day 58 |
Unsecured |
Yes |
27.41 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 58 |
4887548.08 |
Day 11 |
Liberty National Bank |
Foreign Exchange Desk |
MDB |
Yes |
4737208.98 |
Yes |
Day 27 |
Unsecured |
Yes |
13.67 |