| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 3 |
541119.37 |
180 - 270 Days |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Financial Market Utility |
Yes |
450929.35 |
No |
Day 2 |
Unsecured |
No |
3.57 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 14 |
108278.59 |
Day 37 |
Liberty International Finance Ltd. |
Wealth Management |
Pension Fund |
No |
114866.53 |
No |
Day 22 |
Unsecured |
No |
33.50 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 24 |
2456536.75 |
Day 11 |
Liberty Financial Group, Inc. |
Wealth Management |
Other Supranational |
Yes |
2327407.31 |
No |
Day 24 |
Unsecured |
No |
11.18 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 9 |
2220359.12 |
Day 51 |
Liberty Financial Group, Inc. |
Client Treasury Services |
Bank |
No |
2022146.70 |
Yes |
Day 39 |
Unsecured |
No |
48.98 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
Day 7 |
3723895.74 |
Day 5 |
Liberty National Bank |
Foreign Exchange Desk |
Other Supranational |
Yes |
3323375.57 |
No |
Day 22 |
Unsecured |
No |
0.88 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 28 |
2202235.20 |
Day 30 |
Liberty International Finance Ltd. |
Securities Services |
Central Bank |
No |
2402324.12 |
No |
83 - 90 Days |
Unsecured |
Yes |
28.80 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
>3 Yr <= 4 Yr |
369499.86 |
Day 23 |
Liberty Financial Group, Inc. |
Securities Services |
Non-Regulated Fund |
No |
364024.73 |
Yes |
Day 38 |
Unsecured |
No |
33.36 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 22 |
4809301.66 |
Day 32 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Broker-Dealer |
Yes |
5085104.70 |
No |
Day 5 |
Unsecured |
Yes |
48.47 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 23 |
4454654.19 |
Day 39 |
Liberty Capital Markets Inc. |
Retail Banking |
Other Supranational |
Yes |
4929570.55 |
Yes |
68 - 74 Days |
Unsecured |
Yes |
31.80 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 48 |
3345118.98 |
Day 13 |
Liberty National Bank |
Investment Banking |
Broker-Dealer |
Yes |
2881366.74 |
No |
Day 1 |
Unsecured |
No |
0.01 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
91 - 120 Days |
2975615.39 |
Day 10 |
Liberty National Bank |
Wealth Management |
Financial Market Utility |
No |
3219842.89 |
No |
Day 59 |
Unsecured |
Yes |
48.89 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 15 |
1111024.01 |
Day 58 |
Liberty Capital Markets Inc. |
Wealth Management |
Other Supervised Non-Bank Financial Entity |
Yes |
1328450.82 |
No |
Day 7 |
Unsecured |
Yes |
35.64 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 41 |
3414968.61 |
Day 49 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Broker-Dealer |
Yes |
4067929.43 |
Yes |
180 - 270 Days |
Unsecured |
No |
39.25 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 33 |
1951047.37 |
Day 5 |
Liberty Capital Markets Inc. |
Syndicated Loans |
Non-Financial Corporate |
Yes |
1701321.48 |
No |
Day 9 |
Unsecured |
Yes |
18.02 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 45 |
2684391.33 |
Day 20 |
Liberty Capital Markets Inc. |
Syndicated Loans |
Non-Financial Corporate |
No |
2554393.14 |
Yes |
151 - 179 Days |
Unsecured |
Yes |
6.08 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 35 |
197212.21 |
Day 46 |
Liberty Financial Group, Inc. |
Global Markets |
Investment Company or Advisor |
Yes |
168372.16 |
No |
75 - 82 Days |
Unsecured |
No |
1.04 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 19 |
1482006.65 |
Day 49 |
Liberty National Bank |
Global Markets |
Broker-Dealer |
No |
1378105.46 |
Yes |
Open |
Unsecured |
No |
27.72 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 25 |
196355.99 |
Day 34 |
Liberty Financial Group, Inc. - Parent Only |
Capital Markets Trading |
Pension Fund |
No |
193043.35 |
Yes |
Day 56 |
Unsecured |
Yes |
39.49 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 46 |
382561.28 |
Day 31 |
Liberty National Bank |
Syndicated Loans |
Sovereign |
No |
351189.97 |
Yes |
Day 54 |
Unsecured |
Yes |
49.86 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
>3 Yr <= 4 Yr |
2001227.09 |
Day 8 |
Liberty National Bank |
Retail Banking |
Investment Company or Advisor |
Yes |
1639227.40 |
No |
Day 2 |
Unsecured |
No |
1.25 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 11 |
484545.90 |
Day 26 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
Other Supervised Non-Bank Financial Entity |
Yes |
417333.76 |
No |
Day 51 |
Unsecured |
Yes |
49.36 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 4 |
4750007.36 |
Day 2 |
Liberty National Bank |
Securities Services |
Other |
No |
4112834.71 |
No |
Day 57 |
Unsecured |
Yes |
21.77 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
>4 Yr <= 5 Yr |
3253502.29 |
Day 35 |
Liberty Mortgage Services Corp. |
Treasury Operations |
Other Supervised Non-Bank Financial Entity |
Yes |
3848558.52 |
No |
Perpetual |
Unsecured |
No |
30.36 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 40 |
1691744.10 |
Day 57 |
Liberty Financial Group, Inc. - Parent Only |
Global Markets |
Small Business |
Yes |
1755397.08 |
No |
Day 44 |
Unsecured |
No |
45.53 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
121 - 150 Days |
3925257.60 |
Day 48 |
Liberty Mortgage Services Corp. |
Securities Services |
Sovereign |
Yes |
3894155.08 |
No |
Day 22 |
Unsecured |
Yes |
14.46 |