| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 23 |
1377974.96 |
Day 3 |
Liberty Mortgage Services Corp. |
Capital Markets Trading |
Retail |
Yes |
1186775.79 |
Yes |
Day 27 |
Unsecured |
No |
49.59 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 23 |
4222677.08 |
Day 39 |
Liberty Mortgage Services Corp. |
Retail Banking |
Bank |
Yes |
4224228.39 |
No |
Day 4 |
Unsecured |
Yes |
28.90 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 35 |
3752154.15 |
Day 8 |
Liberty International Finance Ltd. |
Mortgage Lending |
GSE |
No |
3782688.32 |
Yes |
Day 22 |
Unsecured |
Yes |
43.86 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 4 |
3043016.49 |
Day 18 |
Liberty Financial Group, Inc. - Parent Only |
Client Treasury Services |
Financial Market Utility |
No |
2952108.29 |
No |
Day 58 |
Unsecured |
Yes |
26.49 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 20 |
3628761.76 |
Day 14 |
Liberty Mortgage Services Corp. |
Treasury Operations |
Non-Financial Corporate |
No |
4070440.66 |
No |
151 - 179 Days |
Unsecured |
Yes |
42.62 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 37 |
2254233.62 |
Day 8 |
Liberty Capital Markets Inc. |
Wealth Management |
Small Business |
Yes |
2416175.87 |
No |
121 - 150 Days |
Unsecured |
Yes |
1.20 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 12 |
4978343.79 |
Day 3 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
Pension Fund |
Yes |
4358405.74 |
No |
Day 41 |
Unsecured |
No |
33.58 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 55 |
39951.18 |
>5 Yr |
Liberty Financial Group, Inc. |
Investment Banking |
Non-Regulated Fund |
No |
37391.28 |
No |
Day 38 |
Unsecured |
Yes |
42.14 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 7 |
4439941.49 |
Day 21 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Financial Market Utility |
No |
3624729.48 |
No |
Day 55 |
Unsecured |
No |
46.44 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 49 |
2147852.16 |
Day 20 |
Liberty Capital Markets Inc. |
Wealth Management |
Non-Regulated Fund |
Yes |
2280414.65 |
Yes |
Perpetual |
Unsecured |
No |
17.00 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 25 |
4608533.97 |
61 - 67 Days |
Liberty Capital Markets Inc. |
Wealth Management |
Retail |
No |
5362671.38 |
No |
Day 38 |
Unsecured |
No |
30.87 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 47 |
4719543.95 |
Day 33 |
Liberty Financial Group, Inc. |
Treasury Operations |
Non-Financial Corporate |
Yes |
4810046.83 |
Yes |
>4 Yr <= 5 Yr |
Unsecured |
No |
18.26 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
151 - 179 Days |
4816197.00 |
Day 40 |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Debt Issuing SPE |
No |
4131229.10 |
No |
Day 6 |
Unsecured |
No |
9.66 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Perpetual |
3844829.19 |
Day 13 |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
Non-Financial Corporate |
No |
4403681.66 |
Yes |
Day 54 |
Unsecured |
No |
30.56 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
68 - 74 Days |
2330725.16 |
Day 57 |
Liberty Capital Markets Inc. |
Syndicated Loans |
Other |
No |
2531751.66 |
No |
Day 29 |
Unsecured |
Yes |
15.96 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 59 |
295455.39 |
Day 11 |
Liberty International Finance Ltd. |
Treasury Operations |
Pension Fund |
No |
321905.21 |
Yes |
Day 43 |
Unsecured |
No |
20.03 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 16 |
4012697.79 |
68 - 74 Days |
Liberty International Finance Ltd. |
Wealth Management |
Broker-Dealer |
Yes |
4175112.62 |
No |
Day 13 |
Unsecured |
No |
22.32 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
75 - 82 Days |
2740250.08 |
Day 60 |
Liberty Capital Markets Inc. |
Capital Markets Trading |
Debt Issuing SPE |
Yes |
2619115.52 |
No |
Day 51 |
Unsecured |
Yes |
28.80 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Perpetual |
181148.09 |
>= 1 Yr <= 2 Yr |
Liberty Mortgage Services Corp. |
Global Markets |
PSE |
Yes |
191345.27 |
Yes |
Day 50 |
Unsecured |
No |
28.00 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 13 |
333769.93 |
Day 32 |
Liberty National Bank |
Investment Banking |
Small Business |
No |
345988.29 |
No |
Day 54 |
Unsecured |
Yes |
35.52 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 21 |
4090376.81 |
121 - 150 Days |
Liberty Financial Group, Inc. |
Global Markets |
PSE |
No |
3902651.13 |
Yes |
Day 21 |
Unsecured |
No |
46.33 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 30 |
4424767.32 |
Day 19 |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Investment Company or Advisor |
Yes |
5222890.85 |
No |
Day 34 |
Unsecured |
No |
15.97 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
75 - 82 Days |
2711334.53 |
68 - 74 Days |
Liberty Financial Group, Inc. - Parent Only |
Wealth Management |
Other Supranational |
Yes |
2737410.39 |
Yes |
Day 12 |
Unsecured |
Yes |
28.64 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 46 |
4587388.62 |
Day 28 |
Liberty Financial Group, Inc. - Parent Only |
Mortgage Lending |
Other |
No |
4746871.01 |
Yes |
Day 53 |
Unsecured |
Yes |
34.46 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 41 |
3159022.87 |
>4 Yr <= 5 Yr |
Liberty Capital Markets Inc. |
Global Markets |
GSE |
No |
2762335.37 |
No |
Day 52 |
Unsecured |
Yes |
15.62 |