| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 42 |
1363687.29 |
Day 52 |
Liberty Capital Markets Inc. |
Wealth Management |
Retail |
No |
1606707.63 |
No |
Day 2 |
Unsecured |
No |
39.24 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 18 |
3503004.66 |
Day 26 |
Liberty Mortgage Services Corp. |
Foreign Exchange Desk |
Other Supranational |
No |
2823986.69 |
Yes |
Day 14 |
Unsecured |
No |
37.42 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 50 |
199176.05 |
Day 2 |
Liberty National Bank |
Retail Banking |
Central Bank |
No |
203640.37 |
Yes |
Day 22 |
Unsecured |
No |
1.16 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
271 - 364 Days |
3145716.12 |
Day 44 |
Liberty Financial Group, Inc. |
Wealth Management |
Other Supranational |
No |
3494807.47 |
Yes |
Day 7 |
Unsecured |
Yes |
7.53 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 48 |
2783034.26 |
Day 8 |
Liberty National Bank |
Wealth Management |
PSE |
Yes |
2438100.58 |
No |
83 - 90 Days |
Unsecured |
No |
25.50 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 37 |
585041.67 |
Day 6 |
Liberty Mortgage Services Corp. |
Retail Banking |
Central Bank |
Yes |
578387.82 |
No |
Day 19 |
Unsecured |
Yes |
29.83 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Open |
2739878.49 |
75 - 82 Days |
Liberty Financial Group, Inc. - Parent Only |
Client Treasury Services |
Investment Company or Advisor |
Yes |
3022470.39 |
Yes |
Day 8 |
Unsecured |
Yes |
26.42 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
Day 39 |
2031765.56 |
Day 52 |
Liberty Capital Markets Inc. |
Treasury Operations |
Pension Fund |
Yes |
1715093.53 |
Yes |
Day 41 |
Unsecured |
No |
7.63 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 41 |
125215.85 |
Day 28 |
Liberty International Finance Ltd. |
Treasury Operations |
Pension Fund |
No |
108184.71 |
Yes |
271 - 364 Days |
Unsecured |
Yes |
38.64 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
Day 20 |
333456.79 |
Day 26 |
Liberty Capital Markets Inc. |
Foreign Exchange Desk |
Other Supervised Non-Bank Financial Entity |
No |
274039.37 |
No |
Day 25 |
Unsecured |
Yes |
16.43 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 50 |
1209695.19 |
>4 Yr <= 5 Yr |
Liberty Financial Group, Inc. - Parent Only |
Foreign Exchange Desk |
Retail |
No |
1242906.30 |
No |
Day 55 |
Unsecured |
Yes |
32.53 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 35 |
4518126.57 |
83 - 90 Days |
Liberty Capital Markets Inc. |
Treasury Operations |
Other Supranational |
Yes |
4304213.67 |
Yes |
Day 6 |
Unsecured |
No |
45.34 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 40 |
2057633.52 |
Day 42 |
Liberty National Bank |
Securities Services |
Central Bank |
No |
2404327.08 |
Yes |
Day 45 |
Unsecured |
No |
0.51 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 6 |
4665573.26 |
Day 33 |
Liberty Financial Group, Inc. - Parent Only |
Global Markets |
Debt Issuing SPE |
Yes |
4893210.07 |
No |
Day 29 |
Unsecured |
No |
21.00 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 33 |
694006.75 |
Day 41 |
Liberty Mortgage Services Corp. |
Global Markets |
Central Bank |
Yes |
593587.56 |
Yes |
Day 46 |
Unsecured |
Yes |
2.88 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
180 - 270 Days |
772940.78 |
180 - 270 Days |
Liberty Financial Group, Inc. - Parent Only |
Retail Banking |
Bank |
Yes |
792526.54 |
No |
Day 24 |
Unsecured |
Yes |
28.85 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
Day 20 |
64354.73 |
Day 57 |
Liberty Financial Group, Inc. - Parent Only |
Wealth Management |
Financial Market Utility |
No |
67862.14 |
Yes |
Day 4 |
Unsecured |
Yes |
6.43 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
Yes |
Day 55 |
585589.17 |
Day 30 |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Other Supranational |
Yes |
588107.34 |
Yes |
Day 21 |
Unsecured |
No |
44.76 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 42 |
3900369.43 |
Day 29 |
Liberty National Bank |
Client Treasury Services |
Bank |
No |
3491202.10 |
Yes |
121 - 150 Days |
Unsecured |
Yes |
32.69 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 7 |
2621760.19 |
Day 15 |
Liberty Financial Group, Inc. - Parent Only |
Client Treasury Services |
GSE |
No |
3124585.08 |
Yes |
Day 38 |
Unsecured |
Yes |
22.22 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 28 |
3284574.82 |
Open |
Liberty Capital Markets Inc. |
Client Treasury Services |
PSE |
Yes |
3712189.20 |
Yes |
Day 27 |
Unsecured |
No |
49.39 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 19 |
1879280.31 |
Day 35 |
Liberty International Finance Ltd. |
Foreign Exchange Desk |
GSE |
Yes |
1832901.26 |
Yes |
75 - 82 Days |
Unsecured |
No |
14.82 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 38 |
4451725.46 |
Day 54 |
Liberty Mortgage Services Corp. |
Wealth Management |
GSE |
No |
4885866.56 |
Yes |
Day 59 |
Unsecured |
No |
32.85 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 43 |
713183.95 |
>4 Yr <= 5 Yr |
Liberty Capital Markets Inc. |
Syndicated Loans |
Sovereign |
No |
779855.25 |
Yes |
Day 58 |
Unsecured |
No |
8.96 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
Day 11 |
237350.00 |
Day 15 |
Liberty International Finance Ltd. |
Wealth Management |
Sovereign |
No |
235257.72 |
No |
>= 1 Yr <= 2 Yr |
Unsecured |
No |
13.13 |