| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6554.09 |
Day 44 |
No |
252.77 |
7-30 Days |
IG-1 |
6117.99 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14458.89 |
Day 44 |
No |
175.60 |
<7 Days |
IG-2 |
15628.51 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16007.22 |
Day 44 |
No |
331.80 |
31-90 Days |
S-1 |
17085.85 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9891.38 |
Day 44 |
No |
22.27 |
7-30 Days |
S-2 |
10015.18 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11206.74 |
Day 44 |
No |
508.87 |
<7 Days |
S-3 |
11889.99 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11255.01 |
Day 44 |
No |
537.07 |
31-90 Days |
S-4 |
10274.50 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14332.84 |
Day 44 |
No |
64.73 |
31-90 Days |
S-5 |
15706.24 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4497.91 |
Day 44 |
Yes |
205.12 |
<7 Days |
S-6 |
4066.77 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8971.91 |
Day 44 |
Yes |
300.49 |
31-90 Days |
S-7 |
9719.99 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1876.08 |
Day 45 |
Yes |
86.39 |
7-30 Days |
A-0-Q |
1813.21 |
Yes |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1144.46 |
Day 45 |
No |
9.84 |
31-90 Days |
A-1-Q |
1172.89 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1992.25 |
Day 45 |
Yes |
68.72 |
<7 Days |
A-2-Q |
1843.84 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4624.23 |
Day 45 |
No |
86.40 |
31-90 Days |
A-3-Q |
4804.56 |
Yes |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15542.54 |
Day 45 |
No |
410.22 |
<7 Days |
A-4-Q |
17014.13 |
No |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6496.06 |
Day 45 |
Yes |
149.31 |
31-90 Days |
A-5-Q |
6456.24 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14227.10 |
Day 45 |
No |
401.31 |
7-30 Days |
CB-1-Q |
15322.31 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8289.03 |
Day 45 |
Yes |
297.41 |
7-30 Days |
CB-2-Q |
8728.20 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12877.36 |
Day 45 |
No |
18.14 |
<7 Days |
S-1-Q |
11686.66 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8689.54 |
Day 45 |
No |
245.20 |
<7 Days |
S-2-Q |
7863.51 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15816.68 |
Day 45 |
No |
328.35 |
<7 Days |
S-3-Q |
17395.86 |
Yes |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1227.83 |
Day 45 |
No |
55.35 |
<7 Days |
S-4-Q |
1115.19 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
877.27 |
Day 45 |
Yes |
23.44 |
<7 Days |
CB-3-Q |
928.43 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12746.83 |
Day 45 |
Yes |
149.48 |
<7 Days |
G-1-Q |
11931.17 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
1157.70 |
Day 45 |
No |
6.27 |
7-30 Days |
G-2-Q |
1257.71 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7609.35 |
Day 45 |
Yes |
80.84 |
<7 Days |
G-3-Q |
7798.55 |
Yes |
T+0 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |