| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10730.80 |
Day 44 |
Yes |
474.27 |
<7 Days |
E-7 |
9992.86 |
No |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
295.73 |
Day 44 |
No |
1.44 |
<7 Days |
E-8 |
324.33 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13405.44 |
Day 44 |
No |
24.29 |
<7 Days |
E-9 |
13725.10 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1709.26 |
Day 44 |
No |
72.44 |
31-90 Days |
G-4 |
1877.28 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
78.96 |
Day 44 |
No |
2.09 |
7-30 Days |
IG-3 |
84.45 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2206.64 |
Day 44 |
Yes |
31.08 |
7-30 Days |
IG-4 |
2072.72 |
No |
T+2 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9987.40 |
Day 44 |
No |
110.33 |
31-90 Days |
IG-5 |
10884.00 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4112.33 |
Day 44 |
No |
96.65 |
7-30 Days |
IG-6 |
4227.53 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8570.39 |
Day 44 |
No |
415.22 |
31-90 Days |
IG-7 |
9320.72 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10357.39 |
Day 44 |
Yes |
79.15 |
7-30 Days |
IG-8 |
9675.47 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
5702.17 |
Day 44 |
No |
108.02 |
7-30 Days |
L-1 |
5230.63 |
Yes |
T+1 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10814.99 |
Day 44 |
Yes |
383.51 |
<7 Days |
L-10 |
11240.88 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12989.42 |
Day 44 |
Yes |
324.78 |
7-30 Days |
L-11 |
13211.64 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3092.98 |
Day 44 |
Yes |
80.42 |
<7 Days |
L-2 |
3096.73 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3728.94 |
Day 44 |
Yes |
66.96 |
7-30 Days |
L-3 |
3607.49 |
No |
T+1 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16992.13 |
Day 44 |
No |
520.33 |
7-30 Days |
L-4 |
16165.09 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6242.06 |
Day 44 |
Yes |
199.73 |
31-90 Days |
L-5 |
6510.19 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7307.46 |
Day 44 |
No |
244.83 |
<7 Days |
L-6 |
7716.67 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
17096.19 |
Day 44 |
No |
246.12 |
31-90 Days |
L-7 |
16486.86 |
No |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1400.56 |
Day 44 |
No |
50.27 |
<7 Days |
L-8 |
1285.60 |
Yes |
T+2 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11917.01 |
Day 44 |
Yes |
539.86 |
7-30 Days |
L-9 |
12550.85 |
No |
T+0 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6908.51 |
Day 44 |
No |
81.69 |
31-90 Days |
LC-1 |
7257.32 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2403.95 |
Day 44 |
Yes |
0.19 |
31-90 Days |
LC-2 |
2350.22 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12764.17 |
Day 44 |
No |
100.23 |
<7 Days |
N-1 |
12510.58 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9215.41 |
Day 44 |
Yes |
158.48 |
7-30 Days |
N-2 |
9386.39 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Trading |