| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13442.86 |
Day 45 |
No |
444.99 |
31-90 Days |
L-10 |
14397.14 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
168.87 |
Day 45 |
No |
2.81 |
31-90 Days |
L-11 |
163.88 |
No |
T+0 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13246.47 |
Day 45 |
Yes |
304.34 |
<7 Days |
L-2 |
13153.54 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7147.88 |
Day 45 |
No |
270.77 |
7-30 Days |
L-3 |
6924.72 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2825.02 |
Day 45 |
Yes |
43.20 |
7-30 Days |
L-4 |
2883.48 |
Yes |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7640.73 |
Day 45 |
No |
20.72 |
<7 Days |
L-5 |
7225.08 |
Yes |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16567.37 |
Day 45 |
No |
740.40 |
31-90 Days |
L-6 |
16357.33 |
No |
T+1 |
No |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
8329.68 |
Day 45 |
Yes |
59.25 |
<7 Days |
L-7 |
8272.52 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
4242.16 |
Day 45 |
No |
163.81 |
7-30 Days |
L-8 |
4612.35 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11348.26 |
Day 45 |
Yes |
111.87 |
<7 Days |
L-9 |
11753.67 |
No |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16494.03 |
Day 45 |
No |
726.71 |
<7 Days |
LC-1 |
17906.56 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13853.04 |
Day 45 |
Yes |
649.86 |
7-30 Days |
LC-2 |
14534.07 |
No |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7798.75 |
Day 45 |
Yes |
186.54 |
7-30 Days |
N-1 |
8169.61 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12033.43 |
Day 45 |
No |
244.07 |
31-90 Days |
N-2 |
12854.69 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14848.12 |
Day 45 |
No |
128.91 |
7-30 Days |
N-3 |
14797.77 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11039.44 |
Day 45 |
No |
246.49 |
<7 Days |
N-4 |
11879.57 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13374.64 |
Day 45 |
Yes |
353.71 |
31-90 Days |
N-5 |
12409.32 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
16397.55 |
Day 45 |
No |
801.81 |
<7 Days |
N-6 |
17892.61 |
Yes |
T+2 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
6985.87 |
Day 45 |
Yes |
2.89 |
7-30 Days |
N-7 |
7383.50 |
Yes |
T+1 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3908.93 |
Day 45 |
Yes |
10.00 |
31-90 Days |
P-1 |
3696.85 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11118.55 |
Day 45 |
Yes |
398.70 |
<7 Days |
P-2 |
11359.55 |
No |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11543.59 |
Day 45 |
Yes |
465.50 |
<7 Days |
S-8 |
11652.41 |
Yes |
T+2 |
No |
Yes |
Liberty Mortgage Services Corp. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
6545.98 |
Day 45 |
No |
128.89 |
7-30 Days |
Y-1 |
6622.06 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11818.23 |
Day 45 |
No |
324.89 |
31-90 Days |
Y-2 |
10657.12 |
No |
T+1 |
Yes |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15785.72 |
Day 45 |
Yes |
41.80 |
7-30 Days |
Y-3 |
16723.07 |
No |
T+1 |
Yes |
No |
|
Funding |