| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9178.72 |
Day 45 |
Yes |
134.54 |
<7 Days |
S-5-Q |
8553.21 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
13328.17 |
Day 45 |
Yes |
591.65 |
7-30 Days |
S-6-Q |
12144.62 |
No |
T+0 |
No |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11370.33 |
Day 45 |
No |
172.43 |
<7 Days |
S-7-Q |
11267.53 |
No |
T+0 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11727.90 |
Day 45 |
No |
5.55 |
<7 Days |
E-1-Q |
11943.13 |
No |
T+2 |
No |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2565.20 |
Day 45 |
No |
70.76 |
31-90 Days |
E-2-Q |
2309.16 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
7978.97 |
Day 45 |
Yes |
51.13 |
7-30 Days |
IG-1-Q |
8152.20 |
Yes |
T+1 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2399.77 |
Day 45 |
No |
56.41 |
<7 Days |
IG-2-Q |
2406.26 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9207.56 |
Day 45 |
Yes |
387.35 |
<7 Days |
C-1 |
9016.24 |
No |
T+1 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14775.89 |
Day 45 |
No |
171.93 |
<7 Days |
CB-4 |
14757.09 |
Yes |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
12874.54 |
Day 45 |
No |
355.25 |
7-30 Days |
E-10 |
11920.44 |
Yes |
T+2 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2065.13 |
Day 45 |
No |
49.24 |
31-90 Days |
E-3 |
2002.13 |
Yes |
T+2 |
No |
Yes |
Liberty Wealth Management LLC |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
958.52 |
Day 45 |
Yes |
44.58 |
<7 Days |
E-4 |
878.85 |
No |
T+2 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9947.93 |
Day 45 |
No |
416.71 |
<7 Days |
E-5 |
9036.28 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2592.70 |
Day 45 |
Yes |
85.59 |
<7 Days |
E-6 |
2478.99 |
No |
T+1 |
Yes |
Yes |
Liberty National Bank |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3565.80 |
Day 45 |
No |
18.30 |
31-90 Days |
E-7 |
3685.50 |
No |
T+1 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10362.34 |
Day 45 |
Yes |
178.14 |
<7 Days |
E-8 |
10772.05 |
Yes |
T+0 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14909.68 |
Day 45 |
No |
48.83 |
31-90 Days |
E-9 |
13830.79 |
Yes |
T+1 |
No |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11068.15 |
Day 45 |
Yes |
154.19 |
31-90 Days |
G-4 |
11923.78 |
No |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
9750.37 |
Day 45 |
No |
366.92 |
<7 Days |
IG-3 |
9919.03 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1041.99 |
Day 45 |
No |
9.96 |
<7 Days |
IG-4 |
1079.87 |
No |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
3788.16 |
Day 45 |
No |
32.58 |
31-90 Days |
IG-5 |
3850.73 |
Yes |
T+1 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
244.13 |
Day 45 |
Yes |
11.60 |
31-90 Days |
IG-6 |
232.21 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10772.53 |
Day 45 |
No |
280.79 |
31-90 Days |
IG-7 |
10780.17 |
No |
T+2 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
16386.45 |
Day 45 |
No |
629.28 |
<7 Days |
IG-8 |
17848.22 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11615.67 |
Day 45 |
No |
378.70 |
7-30 Days |
L-1 |
12463.24 |
No |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Trading |