| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
17017.83 |
Day 44 |
No |
77.17 |
31-90 Days |
N-3 |
15937.39 |
Yes |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13312.05 |
Day 44 |
Yes |
294.43 |
<7 Days |
N-4 |
13582.87 |
No |
T+0 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
15413.30 |
Day 44 |
No |
294.21 |
31-90 Days |
N-5 |
14184.01 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
15681.70 |
Day 44 |
No |
612.82 |
7-30 Days |
N-6 |
14151.51 |
Yes |
T+0 |
No |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
11624.13 |
Day 44 |
No |
571.88 |
<7 Days |
N-7 |
11944.35 |
Yes |
T+2 |
Yes |
Yes |
Liberty National Bank |
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
10523.46 |
Day 44 |
No |
201.53 |
31-90 Days |
P-1 |
10219.53 |
No |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4431.97 |
Day 44 |
Yes |
149.57 |
31-90 Days |
P-2 |
4577.64 |
Yes |
T+2 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
2369.91 |
Day 44 |
No |
96.56 |
<7 Days |
S-8 |
2525.43 |
No |
T+1 |
No |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
12254.27 |
Day 44 |
Yes |
154.76 |
7-30 Days |
Y-1 |
13092.36 |
No |
T+1 |
No |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3436.59 |
Day 44 |
No |
141.87 |
31-90 Days |
Y-2 |
3665.84 |
Yes |
T+0 |
Yes |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
14602.65 |
Day 44 |
No |
464.83 |
<7 Days |
Y-3 |
15699.92 |
No |
T+0 |
Yes |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
1789.25 |
Day 44 |
Yes |
72.89 |
7-30 Days |
Y-4 |
1618.56 |
Yes |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
3512.94 |
Day 44 |
Yes |
42.28 |
<7 Days |
Z-1 |
3605.20 |
No |
T+0 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7359.47 |
Day 44 |
No |
178.55 |
<7 Days |
A-2 |
7483.28 |
Yes |
T+1 |
No |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
9263.12 |
Day 44 |
Yes |
225.59 |
7-30 Days |
A-3 |
9260.04 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10429.04 |
Day 44 |
Yes |
452.27 |
7-30 Days |
A-4 |
11415.91 |
No |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
14517.82 |
Day 44 |
No |
364.56 |
<7 Days |
A-5 |
14396.73 |
Yes |
T+0 |
Yes |
Yes |
Liberty Capital Markets Inc. |
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
4251.25 |
Day 44 |
No |
126.43 |
7-30 Days |
CB-1 |
4104.48 |
Yes |
T+0 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
13265.88 |
Day 44 |
Yes |
306.15 |
<7 Days |
CB-2 |
12313.82 |
Yes |
T+2 |
Yes |
No |
|
Securities Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
2384.02 |
Day 44 |
Yes |
100.95 |
<7 Days |
CB-3 |
2178.56 |
No |
T+2 |
Yes |
No |
|
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11278.79 |
Day 44 |
Yes |
295.73 |
<7 Days |
E-1 |
11278.80 |
Yes |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
10364.24 |
Day 44 |
Yes |
264.15 |
7-30 Days |
E-2 |
9329.63 |
Yes |
T+1 |
No |
Yes |
Liberty Wealth Management LLC |
Funding |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
8894.26 |
Day 44 |
No |
393.48 |
31-90 Days |
G-1 |
9331.91 |
No |
T+2 |
Yes |
No |
|
Trading |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
Yes |
7322.45 |
Day 44 |
No |
173.02 |
31-90 Days |
G-2 |
7932.66 |
No |
T+2 |
Yes |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.S.9 |
Synthetic Customer Shorts |
|
Other |
No |
11881.45 |
Day 44 |
No |
114.41 |
31-90 Days |
G-3 |
11962.91 |
No |
T+2 |
Yes |
No |
|
Funding |