| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 3 |
2592509.99 |
Day 18 |
Liberty Mortgage Services Corp. |
Asset Management Services |
Debt Issuing SPE |
No |
2157967.97 |
Yes |
Perpetual |
Secured |
No |
22.48 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
83 - 90 Days |
3487982.96 |
Day 51 |
Liberty Financial Group, Inc. - Parent Only |
Repo Desk |
Retail |
Yes |
3791467.93 |
No |
Day 24 |
Secured |
No |
33.36 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 31 |
3471715.83 |
Day 57 |
Liberty National Bank |
Equity Trading |
Other Supervised Non-Bank Financial Entity |
Yes |
3617120.67 |
Yes |
121 - 150 Days |
Secured |
No |
13.34 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 1 |
1295712.52 |
Day 29 |
Liberty Financial Group, Inc. |
Client Services |
Debt Issuing SPE |
Yes |
1234103.74 |
No |
Day 26 |
Secured |
No |
7.74 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 47 |
2538467.65 |
Day 12 |
Liberty International Finance Ltd. |
Treasury Operations |
Non-Regulated Fund |
No |
2491915.01 |
No |
Day 50 |
Secured |
Yes |
23.59 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 36 |
4481849.83 |
68 - 74 Days |
Liberty Financial Group, Inc. |
Fixed Income Trading |
Financial Market Utility |
No |
3715103.15 |
No |
Day 16 |
Secured |
No |
26.26 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 11 |
1690999.02 |
Day 14 |
Liberty National Bank |
Fixed Income Trading |
Non-Financial Corporate |
Yes |
1771763.53 |
No |
Day 50 |
Secured |
No |
9.98 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 28 |
3502742.52 |
Day 10 |
Liberty Financial Group, Inc. |
Repo Desk |
MDB |
No |
3707291.46 |
No |
Open |
Secured |
No |
34.31 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
>2 Yr <= 3 Yr |
690148.25 |
Day 32 |
Liberty Capital Markets Inc. |
Treasury Operations |
Retail |
Yes |
763879.29 |
Yes |
Day 12 |
Secured |
No |
11.68 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 25 |
1765321.33 |
Day 31 |
Liberty Financial Group, Inc. |
Prime Brokerage |
Debt Issuing SPE |
Yes |
1562788.97 |
No |
Day 17 |
Secured |
Yes |
23.14 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 39 |
1700743.31 |
Open |
Liberty Capital Markets Inc. |
Equity Trading |
Bank |
Yes |
1681021.68 |
No |
Day 39 |
Secured |
No |
12.13 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 41 |
1274653.34 |
Day 4 |
Liberty Capital Markets Inc. |
Prime Brokerage |
Retail |
Yes |
1339688.44 |
No |
Day 20 |
Secured |
No |
30.85 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 34 |
3382871.72 |
Day 34 |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Investment Company or Advisor |
Yes |
3640987.43 |
No |
>= 1 Yr <= 2 Yr |
Secured |
Yes |
38.57 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 24 |
4876575.64 |
Day 30 |
Liberty National Bank |
Securities Financing |
Central Bank |
No |
5554364.59 |
No |
Day 23 |
Secured |
Yes |
4.45 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 7 |
362311.16 |
Day 24 |
Liberty Mortgage Services Corp. |
Treasury Operations |
Other Supranational |
Yes |
303710.63 |
Yes |
Day 56 |
Secured |
No |
19.82 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 48 |
2269078.78 |
Day 22 |
Liberty Capital Markets Inc. |
Repo Desk |
Sovereign |
No |
1905648.76 |
Yes |
Day 5 |
Secured |
No |
49.79 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 51 |
4263226.82 |
Day 57 |
Liberty Capital Markets Inc. |
Investment Banking Capital Markets |
Central Bank |
Yes |
3824470.27 |
Yes |
Day 48 |
Secured |
Yes |
14.09 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 19 |
799308.16 |
Day 55 |
Liberty Financial Group, Inc. |
Repo Desk |
Small Business |
Yes |
947198.03 |
Yes |
180 - 270 Days |
Secured |
No |
3.36 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 41 |
939342.53 |
Day 12 |
Liberty Capital Markets Inc. |
Investment Banking Capital Markets |
Sovereign |
Yes |
786059.16 |
Yes |
Day 2 |
Secured |
No |
35.62 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 2 |
1884885.26 |
Day 55 |
Liberty Mortgage Services Corp. |
Equity Trading |
Investment Company or Advisor |
Yes |
1874115.35 |
Yes |
>2 Yr <= 3 Yr |
Secured |
Yes |
43.64 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 19 |
2582693.06 |
Day 48 |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Retail |
No |
2172659.64 |
No |
83 - 90 Days |
Secured |
Yes |
10.69 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 41 |
4945286.62 |
180 - 270 Days |
Liberty International Finance Ltd. |
Client Services |
Debt Issuing SPE |
Yes |
5351703.07 |
No |
Day 7 |
Secured |
No |
4.19 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 30 |
2423268.30 |
Day 15 |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Other Supranational |
No |
1988873.54 |
No |
Day 29 |
Secured |
Yes |
19.91 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 21 |
314574.02 |
>= 1 Yr <= 2 Yr |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Retail |
No |
338108.63 |
Yes |
271 - 364 Days |
Secured |
Yes |
11.21 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 32 |
4240383.13 |
Day 27 |
Liberty International Finance Ltd. |
Repo Desk |
Pension Fund |
Yes |
4701034.38 |
No |
Day 1 |
Secured |
Yes |
12.55 |