| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
>4 Yr <= 5 Yr |
2220808.98 |
Day 25 |
Liberty Capital Markets Inc. |
Fixed Income Trading |
PSE |
Yes |
1817506.81 |
Yes |
Open |
Secured |
Yes |
39.02 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 4 |
2512470.38 |
Perpetual |
Liberty International Finance Ltd. |
Client Services |
Debt Issuing SPE |
No |
2261337.88 |
Yes |
Day 35 |
Secured |
No |
35.91 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 3 |
1963103.56 |
Day 50 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
PSE |
Yes |
2278314.96 |
Yes |
Day 29 |
Secured |
No |
45.63 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 35 |
4577980.56 |
Day 3 |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Other |
No |
5386229.98 |
Yes |
Day 40 |
Secured |
No |
48.72 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 42 |
2175664.69 |
>5 Yr |
Liberty Mortgage Services Corp. |
Equity Trading |
Central Bank |
Yes |
1901864.35 |
No |
Day 13 |
Secured |
Yes |
5.24 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
271 - 364 Days |
3749823.50 |
83 - 90 Days |
Liberty Financial Group, Inc. |
Treasury Operations |
Financial Market Utility |
Yes |
3520268.43 |
Yes |
Day 57 |
Secured |
No |
14.57 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
83 - 90 Days |
297999.81 |
Day 5 |
Liberty International Finance Ltd. |
Investment Banking Capital Markets |
Financial Market Utility |
No |
253793.18 |
No |
Day 31 |
Secured |
Yes |
6.18 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 27 |
8155.02 |
68 - 74 Days |
Liberty Financial Group, Inc. |
Client Services |
Broker-Dealer |
Yes |
7411.27 |
No |
Day 10 |
Secured |
Yes |
14.29 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 12 |
1677040.42 |
Day 59 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
Other Supranational |
No |
1420246.15 |
No |
Day 16 |
Secured |
Yes |
24.78 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 44 |
2910540.37 |
Day 15 |
Liberty Capital Markets Inc. |
Prime Brokerage |
MDB |
Yes |
3404237.39 |
Yes |
Day 53 |
Secured |
Yes |
5.11 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Perpetual |
2864341.16 |
68 - 74 Days |
Liberty Financial Group, Inc. - Parent Only |
Treasury Operations |
GSE |
Yes |
2901101.04 |
No |
Day 22 |
Secured |
No |
49.56 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 54 |
4495467.64 |
180 - 270 Days |
Liberty Financial Group, Inc. |
Treasury Operations |
Investment Company or Advisor |
No |
5010024.52 |
No |
>3 Yr <= 4 Yr |
Secured |
Yes |
42.17 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 17 |
3544339.49 |
Day 22 |
Liberty International Finance Ltd. |
Repo Desk |
Small Business |
Yes |
4195591.12 |
No |
Day 48 |
Secured |
No |
27.29 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 38 |
1750894.73 |
Perpetual |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
Other |
Yes |
1689292.51 |
Yes |
>5 Yr |
Secured |
Yes |
35.41 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
61 - 67 Days |
4497161.72 |
Day 23 |
Liberty International Finance Ltd. |
Client Services |
Small Business |
No |
3659838.71 |
No |
Day 58 |
Secured |
Yes |
11.23 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 54 |
514151.21 |
Day 22 |
Liberty Financial Group, Inc. |
Treasury Operations |
PSE |
No |
533500.30 |
Yes |
121 - 150 Days |
Secured |
Yes |
22.30 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 53 |
2765448.10 |
Day 7 |
Liberty International Finance Ltd. |
Investment Banking Capital Markets |
GSE |
Yes |
2373638.11 |
Yes |
180 - 270 Days |
Secured |
No |
32.65 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 25 |
3493973.93 |
Day 40 |
Liberty Mortgage Services Corp. |
Securities Financing |
Other Supranational |
No |
3497270.05 |
Yes |
75 - 82 Days |
Secured |
No |
18.22 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 28 |
2929493.33 |
Perpetual |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
Small Business |
No |
3376508.35 |
No |
61 - 67 Days |
Secured |
No |
6.46 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 37 |
3268098.62 |
Day 54 |
Liberty Mortgage Services Corp. |
Equity Trading |
Other Supervised Non-Bank Financial Entity |
No |
2883704.84 |
Yes |
61 - 67 Days |
Secured |
No |
24.11 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 40 |
1824781.65 |
>2 Yr <= 3 Yr |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking Capital Markets |
Non-Regulated Fund |
No |
1842185.99 |
No |
Day 14 |
Secured |
Yes |
38.17 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 2 |
2160275.32 |
Day 16 |
Liberty National Bank |
Fixed Income Trading |
Sovereign |
Yes |
2295752.76 |
No |
Day 6 |
Secured |
Yes |
6.72 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 45 |
615956.70 |
Day 44 |
Liberty Capital Markets Inc. |
Fixed Income Trading |
Central Bank |
No |
566517.39 |
No |
Day 51 |
Secured |
No |
20.58 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 11 |
954925.77 |
Day 33 |
Liberty Mortgage Services Corp. |
Securities Financing |
Sovereign |
Yes |
930127.42 |
No |
Day 11 |
Secured |
Yes |
29.29 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 27 |
3590002.12 |
Day 48 |
Liberty International Finance Ltd. |
Treasury Operations |
Investment Company or Advisor |
No |
3423256.43 |
Yes |
Day 42 |
Secured |
Yes |
20.20 |