| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
>4 Yr <= 5 Yr |
3763073.35 |
Day 38 |
Liberty International Finance Ltd. |
Securities Financing |
GSE |
Yes |
3189455.69 |
No |
Day 59 |
Secured |
No |
21.65 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 56 |
1821255.13 |
Day 14 |
Liberty International Finance Ltd. |
Repo Desk |
PSE |
Yes |
1736871.65 |
No |
91 - 120 Days |
Secured |
Yes |
10.26 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 9 |
3989297.40 |
Day 19 |
Liberty Capital Markets Inc. |
Repo Desk |
Broker-Dealer |
No |
3857398.96 |
No |
Day 59 |
Secured |
No |
42.81 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 35 |
2291741.79 |
Day 6 |
Liberty National Bank |
Fixed Income Trading |
PSE |
No |
2148834.67 |
Yes |
Day 43 |
Secured |
No |
35.37 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
>3 Yr <= 4 Yr |
470627.75 |
121 - 150 Days |
Liberty International Finance Ltd. |
Prime Brokerage |
Bank |
Yes |
396129.30 |
No |
Day 8 |
Secured |
No |
15.84 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
>2 Yr <= 3 Yr |
600258.33 |
Day 51 |
Liberty National Bank |
Treasury Operations |
Central Bank |
Yes |
608572.59 |
Yes |
Day 6 |
Secured |
No |
43.06 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 47 |
4308690.04 |
Day 10 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking Capital Markets |
Central Bank |
No |
5116148.41 |
Yes |
Day 43 |
Secured |
No |
32.26 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 25 |
4043945.29 |
61 - 67 Days |
Liberty National Bank |
Client Services |
Debt Issuing SPE |
Yes |
4242335.14 |
No |
>3 Yr <= 4 Yr |
Secured |
Yes |
11.07 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 42 |
2133661.51 |
Day 21 |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Bank |
No |
1826312.83 |
Yes |
Day 30 |
Secured |
Yes |
46.30 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
271 - 364 Days |
2184687.34 |
Day 4 |
Liberty Mortgage Services Corp. |
Client Services |
Pension Fund |
No |
1956839.55 |
Yes |
Day 18 |
Secured |
Yes |
9.69 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 21 |
2582943.05 |
83 - 90 Days |
Liberty Financial Group, Inc. |
Equity Trading |
Small Business |
No |
2864815.36 |
No |
Day 57 |
Secured |
Yes |
25.49 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 3 |
4582013.67 |
Day 26 |
Liberty National Bank |
Asset Management Services |
Central Bank |
No |
3748786.11 |
Yes |
Day 7 |
Secured |
Yes |
19.44 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 29 |
591946.96 |
Day 34 |
Liberty Financial Group, Inc. |
Treasury Operations |
Non-Financial Corporate |
No |
700720.37 |
Yes |
>4 Yr <= 5 Yr |
Secured |
No |
45.05 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 29 |
4412446.24 |
Day 6 |
Liberty Mortgage Services Corp. |
Asset Management Services |
Broker-Dealer |
No |
4532567.65 |
No |
Day 1 |
Secured |
No |
8.99 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 4 |
1215623.85 |
Day 33 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
Other Supervised Non-Bank Financial Entity |
No |
1130625.36 |
Yes |
Day 8 |
Secured |
No |
28.66 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 7 |
1935331.93 |
Day 48 |
Liberty Mortgage Services Corp. |
Asset Management Services |
Non-Financial Corporate |
No |
1890527.24 |
Yes |
Day 46 |
Secured |
No |
8.91 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 49 |
772263.81 |
Day 19 |
Liberty Financial Group, Inc. - Parent Only |
Securities Financing |
Small Business |
No |
711995.44 |
No |
Day 5 |
Secured |
Yes |
44.45 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 40 |
3256606.04 |
Day 36 |
Liberty International Finance Ltd. |
Client Services |
MDB |
Yes |
2670224.48 |
No |
>4 Yr <= 5 Yr |
Secured |
No |
2.98 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 14 |
1585580.31 |
Day 56 |
Liberty Financial Group, Inc. - Parent Only |
Client Services |
PSE |
No |
1507227.60 |
Yes |
Day 25 |
Secured |
No |
33.06 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 33 |
4015070.07 |
Day 15 |
Liberty Capital Markets Inc. |
Asset Management Services |
GSE |
No |
3465816.71 |
No |
Day 31 |
Secured |
No |
5.11 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
No |
Day 20 |
320735.94 |
Day 7 |
Liberty National Bank |
Fixed Income Trading |
Non-Regulated Fund |
Yes |
350342.94 |
Yes |
Day 13 |
Secured |
No |
15.44 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 49 |
4042237.16 |
Day 23 |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
Non-Regulated Fund |
Yes |
4681699.44 |
No |
Day 10 |
Secured |
Yes |
4.16 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 45 |
846031.36 |
Day 15 |
Liberty Financial Group, Inc. |
Client Services |
Central Bank |
No |
690791.72 |
Yes |
Day 29 |
Secured |
No |
18.51 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 6 |
3010143.17 |
Day 19 |
Liberty Mortgage Services Corp. |
Repo Desk |
PSE |
Yes |
2482600.60 |
No |
Day 52 |
Secured |
Yes |
36.38 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
271 - 364 Days |
881888.11 |
Day 17 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
Pension Fund |
Yes |
795846.84 |
No |
Day 43 |
Secured |
Yes |
22.05 |