| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 36 |
2886919.95 |
Day 19 |
Liberty Capital Markets Inc. |
Investment Banking Capital Markets |
Non-Regulated Fund |
Yes |
2877657.50 |
No |
91 - 120 Days |
Secured |
No |
31.66 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 38 |
2451820.09 |
Day 5 |
Liberty Mortgage Services Corp. |
Client Services |
Central Bank |
Yes |
2181972.95 |
Yes |
Day 19 |
Secured |
No |
38.18 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 47 |
376217.90 |
Day 8 |
Liberty Financial Group, Inc. |
Repo Desk |
Other |
No |
381435.83 |
No |
180 - 270 Days |
Secured |
Yes |
14.77 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
83 - 90 Days |
857076.80 |
Day 13 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking Capital Markets |
PSE |
Yes |
919654.12 |
Yes |
151 - 179 Days |
Secured |
No |
14.32 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 51 |
2931172.62 |
Day 33 |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Other Supervised Non-Bank Financial Entity |
No |
3453162.74 |
Yes |
>= 1 Yr <= 2 Yr |
Secured |
Yes |
13.59 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
151 - 179 Days |
1627309.20 |
Day 15 |
Liberty National Bank |
Treasury Operations |
Other |
Yes |
1426284.15 |
Yes |
Day 43 |
Secured |
No |
8.08 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
151 - 179 Days |
288535.67 |
Day 56 |
Liberty Financial Group, Inc. |
Treasury Operations |
Other |
No |
325932.07 |
No |
Day 7 |
Secured |
No |
42.89 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 52 |
2174794.16 |
75 - 82 Days |
Liberty Financial Group, Inc. |
Fixed Income Trading |
GSE |
No |
2018018.47 |
Yes |
Day 16 |
Secured |
No |
4.04 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 50 |
3660259.10 |
Day 28 |
Liberty Capital Markets Inc. |
Prime Brokerage |
PSE |
No |
3389284.23 |
No |
Day 15 |
Secured |
No |
11.80 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 46 |
4598338.04 |
Day 16 |
Liberty International Finance Ltd. |
Treasury Operations |
Other Supervised Non-Bank Financial Entity |
No |
4152818.38 |
No |
Day 12 |
Secured |
Yes |
4.33 |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
69062.86 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
43033.29 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
32376.62 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
2047.82 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
25215.77 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
4544.72 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
27464.46 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
27212.22 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty Wealth Management LLC |
|
Retail |
|
64364.11 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
71803.13 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
86054.22 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
16309.28 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
|
|
Retail |
|
19.59 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
55928.06 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.S.9 |
Synthetic Customer Longs |
USD |
|
Open |
None |
|
Liberty Mortgage Services Corp. |
|
Retail |
|
42626.65 |
|
|
|
Yes |
None |