| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
68 - 74 Days |
4259927.58 |
>= 1 Yr <= 2 Yr |
Liberty Mortgage Services Corp. |
Securities Financing |
Sovereign |
Yes |
4079711.80 |
No |
Day 19 |
Secured |
No |
0.37 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 20 |
1242528.77 |
Day 43 |
Liberty Financial Group, Inc. |
Asset Management Services |
Central Bank |
Yes |
1042982.22 |
No |
Day 14 |
Secured |
Yes |
5.42 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 50 |
3453909.19 |
Day 50 |
Liberty Financial Group, Inc. - Parent Only |
Equity Trading |
Retail |
No |
2856341.91 |
No |
Day 47 |
Secured |
Yes |
18.47 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 43 |
4861968.42 |
Day 5 |
Liberty Capital Markets Inc. |
Treasury Operations |
Small Business |
No |
4584904.84 |
Yes |
180 - 270 Days |
Secured |
Yes |
49.73 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
USD |
Yes |
Day 35 |
3235085.09 |
Day 1 |
Liberty Capital Markets Inc. |
Investment Banking Capital Markets |
Bank |
Yes |
3010710.02 |
No |
Day 60 |
Secured |
Yes |
41.21 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 4 |
3866610.51 |
>2 Yr <= 3 Yr |
Liberty Financial Group, Inc. - Parent Only |
Repo Desk |
Debt Issuing SPE |
Yes |
3368267.97 |
Yes |
Day 4 |
Secured |
No |
5.79 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
Yes |
Day 44 |
757462.63 |
Day 27 |
Liberty Mortgage Services Corp. |
Prime Brokerage |
Debt Issuing SPE |
No |
649082.60 |
Yes |
Day 48 |
Secured |
Yes |
33.27 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
>= 1 Yr <= 2 Yr |
3909074.39 |
>3 Yr <= 4 Yr |
Liberty National Bank |
Treasury Operations |
Broker-Dealer |
No |
4076056.82 |
No |
83 - 90 Days |
Secured |
No |
29.69 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 5 |
2509126.76 |
Day 28 |
Liberty Financial Group, Inc. |
Prime Brokerage |
Bank |
Yes |
2663360.47 |
No |
61 - 67 Days |
Secured |
No |
43.53 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 36 |
3606595.11 |
Day 59 |
Liberty National Bank |
Repo Desk |
Pension Fund |
Yes |
3177789.36 |
No |
Day 5 |
Secured |
No |
12.69 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 17 |
91013.93 |
Day 52 |
Liberty Financial Group, Inc. - Parent Only |
Prime Brokerage |
Central Bank |
Yes |
107167.82 |
No |
Day 23 |
Secured |
Yes |
40.06 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 36 |
1450953.63 |
Day 44 |
Liberty National Bank |
Client Services |
Debt Issuing SPE |
No |
1620005.45 |
No |
Day 57 |
Secured |
No |
41.29 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
No |
Day 18 |
574714.60 |
Day 36 |
Liberty Mortgage Services Corp. |
Securities Financing |
Small Business |
No |
587231.58 |
No |
Day 27 |
Secured |
Yes |
12.74 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 4 |
1436812.92 |
Day 11 |
Liberty Mortgage Services Corp. |
Fixed Income Trading |
Other Supervised Non-Bank Financial Entity |
No |
1371466.00 |
Yes |
Day 11 |
Secured |
Yes |
4.07 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 7 |
580171.53 |
Day 7 |
Liberty Financial Group, Inc. |
Prime Brokerage |
Other Supranational |
No |
472585.05 |
Yes |
Day 47 |
Secured |
Yes |
3.87 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 52 |
2707868.05 |
61 - 67 Days |
Liberty National Bank |
Client Services |
Non-Financial Corporate |
No |
2671535.47 |
Yes |
Day 38 |
Secured |
No |
13.44 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 40 |
2674098.21 |
Day 45 |
Liberty Capital Markets Inc. |
Securities Financing |
Broker-Dealer |
No |
2723436.00 |
Yes |
>3 Yr <= 4 Yr |
Secured |
Yes |
18.59 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.S.9 |
I.S.9: Synthetic Customer Longs |
JPY |
No |
Day 25 |
542108.17 |
Day 24 |
Liberty Mortgage Services Corp. |
Equity Trading |
Investment Company or Advisor |
No |
473437.35 |
No |
Day 42 |
Secured |
No |
21.88 |
| 2025-09-09 |
Liberty National Bank |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 13 |
2626423.74 |
180 - 270 Days |
Liberty Financial Group, Inc. |
Repo Desk |
Bank |
No |
2248794.68 |
No |
Day 1 |
Secured |
No |
8.53 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
CAD |
Yes |
Day 26 |
2629035.99 |
83 - 90 Days |
Liberty Financial Group, Inc. - Parent Only |
Fixed Income Trading |
Bank |
Yes |
2841003.61 |
No |
Day 27 |
Secured |
No |
36.94 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 2 |
3242306.28 |
Day 58 |
Liberty National Bank |
Treasury Operations |
Financial Market Utility |
No |
2624181.05 |
No |
>3 Yr <= 4 Yr |
Secured |
Yes |
41.48 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
No |
Day 2 |
1506718.87 |
Day 55 |
Liberty Capital Markets Inc. |
Treasury Operations |
Investment Company or Advisor |
Yes |
1218223.87 |
Yes |
Day 5 |
Secured |
No |
11.62 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
No |
Day 48 |
2120325.44 |
Day 27 |
Liberty International Finance Ltd. |
Asset Management Services |
Central Bank |
No |
2434210.40 |
Yes |
Day 22 |
Secured |
No |
11.82 |
| 2025-09-09 |
Liberty Financial Group, Inc. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
EUR |
Yes |
Day 41 |
4567929.11 |
Day 25 |
Liberty Financial Group, Inc. - Parent Only |
Asset Management Services |
Debt Issuing SPE |
Yes |
4116588.49 |
Yes |
Day 4 |
Secured |
Yes |
40.56 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.S.9 |
I.S.9: Synthetic Customer Longs |
GBP |
Yes |
Day 6 |
3368138.72 |
121 - 150 Days |
Liberty Financial Group, Inc. |
Prime Brokerage |
Non-Regulated Fund |
Yes |
2941914.21 |
No |
Day 21 |
Secured |
No |
22.30 |