| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12211.53 |
271 - 364 Days |
No |
634.52 |
<7 Days |
IG-3 |
12821.41 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7362.68 |
271 - 364 Days |
Yes |
120.94 |
7-30 Days |
IG-4 |
6547.19 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16233.33 |
271 - 364 Days |
No |
721.94 |
31-90 Days |
IG-5 |
13353.25 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28437.49 |
271 - 364 Days |
Yes |
710.47 |
7-30 Days |
IG-6 |
32062.80 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36984.34 |
271 - 364 Days |
No |
319.11 |
7-30 Days |
IG-7 |
35734.50 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17903.28 |
271 - 364 Days |
No |
605.83 |
7-30 Days |
IG-8 |
18049.37 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23599.67 |
271 - 364 Days |
Yes |
145.24 |
7-30 Days |
L-1 |
22653.02 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22245.20 |
271 - 364 Days |
Yes |
1167.64 |
31-90 Days |
L-10 |
24434.89 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14400.21 |
271 - 364 Days |
No |
1397.84 |
91-180 Days |
L-11 |
12766.25 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14982.61 |
271 - 364 Days |
No |
87.12 |
31-90 Days |
L-2 |
15131.29 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24853.33 |
271 - 364 Days |
Yes |
500.69 |
31-90 Days |
L-3 |
26177.26 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5819.77 |
271 - 364 Days |
Yes |
34.89 |
7-30 Days |
L-4 |
5467.50 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26293.60 |
271 - 364 Days |
No |
1322.48 |
91-180 Days |
L-5 |
23652.08 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43176.08 |
271 - 364 Days |
No |
3023.76 |
31-90 Days |
L-6 |
51231.89 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43326.98 |
271 - 364 Days |
Yes |
4324.65 |
7-30 Days |
L-7 |
51493.76 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16406.26 |
271 - 364 Days |
Yes |
973.41 |
91-180 Days |
L-8 |
14510.98 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17996.13 |
271 - 364 Days |
No |
89.78 |
91-180 Days |
L-9 |
15397.14 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
611.21 |
271 - 364 Days |
Yes |
9.21 |
7-30 Days |
LC-1 |
557.30 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12832.05 |
271 - 364 Days |
Yes |
1106.37 |
<7 Days |
LC-2 |
11179.50 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29558.11 |
271 - 364 Days |
No |
654.92 |
7-30 Days |
N-1 |
27221.04 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29317.13 |
271 - 364 Days |
Yes |
2661.93 |
<7 Days |
N-2 |
25168.93 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39341.81 |
271 - 364 Days |
Yes |
2655.29 |
31-90 Days |
N-3 |
35258.85 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32943.20 |
271 - 364 Days |
Yes |
82.79 |
91-180 Days |
N-4 |
28460.81 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41732.80 |
271 - 364 Days |
No |
3433.83 |
<7 Days |
N-5 |
42036.94 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25551.34 |
271 - 364 Days |
Yes |
2286.34 |
91-180 Days |
N-6 |
20736.64 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |