| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8604.42 |
121 - 150 Days |
Yes |
223.81 |
91-180 Days |
E-2 |
8760.03 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27242.03 |
121 - 150 Days |
Yes |
2662.69 |
91-180 Days |
G-1 |
29364.29 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39874.89 |
121 - 150 Days |
No |
3286.27 |
91-180 Days |
G-2 |
32976.39 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7717.74 |
121 - 150 Days |
No |
73.89 |
<7 Days |
G-3 |
6778.03 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15318.43 |
121 - 150 Days |
Yes |
1499.14 |
<7 Days |
IG-1 |
17818.06 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5282.89 |
121 - 150 Days |
Yes |
112.61 |
7-30 Days |
IG-2 |
5757.91 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32463.02 |
121 - 150 Days |
Yes |
2258.20 |
31-90 Days |
S-1 |
33502.91 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
33883.06 |
121 - 150 Days |
No |
2852.17 |
31-90 Days |
S-2 |
39778.38 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32452.57 |
121 - 150 Days |
Yes |
2725.64 |
91-180 Days |
S-3 |
36059.87 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5337.59 |
121 - 150 Days |
Yes |
24.85 |
<7 Days |
S-4 |
5878.94 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10230.30 |
121 - 150 Days |
Yes |
221.18 |
7-30 Days |
S-5 |
11290.82 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42023.65 |
121 - 150 Days |
Yes |
3382.36 |
<7 Days |
S-6 |
43996.69 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5700.45 |
121 - 150 Days |
Yes |
358.36 |
91-180 Days |
S-7 |
6750.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28018.59 |
151 - 179 Days |
Yes |
1060.60 |
7-30 Days |
A-0-Q |
30715.59 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22530.78 |
151 - 179 Days |
No |
227.10 |
91-180 Days |
A-1-Q |
21566.55 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
6687.42 |
151 - 179 Days |
Yes |
445.41 |
<7 Days |
A-2-Q |
7531.36 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32196.50 |
151 - 179 Days |
Yes |
1693.56 |
7-30 Days |
A-3-Q |
26998.02 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3656.45 |
151 - 179 Days |
No |
2.39 |
91-180 Days |
A-4-Q |
3447.26 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27611.52 |
151 - 179 Days |
No |
1944.36 |
7-30 Days |
A-5-Q |
25776.69 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10587.67 |
151 - 179 Days |
No |
616.66 |
<7 Days |
CB-1-Q |
11228.57 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32683.08 |
151 - 179 Days |
No |
356.98 |
7-30 Days |
CB-2-Q |
28719.35 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22288.22 |
151 - 179 Days |
Yes |
1838.27 |
<7 Days |
S-1-Q |
24266.75 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20193.87 |
151 - 179 Days |
Yes |
813.86 |
7-30 Days |
S-2-Q |
19820.48 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1293.50 |
151 - 179 Days |
Yes |
50.70 |
<7 Days |
S-3-Q |
1483.57 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41595.67 |
151 - 179 Days |
Yes |
1967.44 |
7-30 Days |
S-4-Q |
49549.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |