| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17488.52 |
121 - 150 Days |
No |
1675.36 |
91-180 Days |
E-3 |
14390.53 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22834.24 |
121 - 150 Days |
No |
1181.22 |
91-180 Days |
E-4 |
23907.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43209.48 |
121 - 150 Days |
No |
487.09 |
7-30 Days |
E-5 |
43696.23 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1136.21 |
121 - 150 Days |
No |
98.23 |
7-30 Days |
E-6 |
1309.78 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10124.13 |
121 - 150 Days |
Yes |
925.67 |
<7 Days |
E-7 |
8673.01 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40395.62 |
121 - 150 Days |
Yes |
2088.67 |
31-90 Days |
E-8 |
37086.03 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9911.31 |
121 - 150 Days |
No |
165.56 |
<7 Days |
E-9 |
8175.91 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15231.42 |
121 - 150 Days |
Yes |
1459.11 |
7-30 Days |
G-4 |
14836.84 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1924.41 |
121 - 150 Days |
Yes |
123.92 |
7-30 Days |
IG-3 |
1964.26 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42482.17 |
121 - 150 Days |
Yes |
3054.94 |
7-30 Days |
IG-4 |
49725.02 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22577.94 |
121 - 150 Days |
Yes |
2128.10 |
7-30 Days |
IG-5 |
21577.30 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18173.68 |
121 - 150 Days |
No |
1553.03 |
7-30 Days |
IG-6 |
20407.79 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43633.85 |
121 - 150 Days |
No |
3024.13 |
7-30 Days |
IG-7 |
50394.54 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43448.58 |
121 - 150 Days |
Yes |
3360.46 |
31-90 Days |
IG-8 |
41854.27 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
40083.33 |
121 - 150 Days |
Yes |
2314.43 |
7-30 Days |
L-1 |
42955.96 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18041.61 |
121 - 150 Days |
Yes |
1033.67 |
7-30 Days |
L-10 |
20457.70 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5568.37 |
121 - 150 Days |
No |
544.84 |
<7 Days |
L-11 |
6494.09 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7933.90 |
121 - 150 Days |
No |
41.06 |
<7 Days |
L-2 |
7418.21 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5386.36 |
121 - 150 Days |
No |
530.63 |
31-90 Days |
L-3 |
4750.02 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9737.20 |
121 - 150 Days |
No |
441.35 |
91-180 Days |
L-4 |
8027.46 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35912.09 |
121 - 150 Days |
Yes |
2090.14 |
91-180 Days |
L-5 |
29548.98 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15356.03 |
121 - 150 Days |
Yes |
48.87 |
<7 Days |
L-6 |
12638.62 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16680.98 |
121 - 150 Days |
No |
1259.36 |
<7 Days |
L-7 |
18492.17 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27627.06 |
121 - 150 Days |
Yes |
957.59 |
91-180 Days |
L-8 |
30182.69 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24534.45 |
121 - 150 Days |
No |
422.87 |
<7 Days |
L-9 |
20913.42 |
Full |
No |
|
Investment Banking |