| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13833.17 |
121 - 150 Days |
No |
947.79 |
<7 Days |
LC-1 |
15210.58 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7634.17 |
121 - 150 Days |
Yes |
205.32 |
91-180 Days |
LC-2 |
7876.46 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17446.85 |
121 - 150 Days |
No |
886.06 |
7-30 Days |
N-1 |
16365.12 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4454.98 |
121 - 150 Days |
Yes |
180.34 |
<7 Days |
N-2 |
5082.97 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24740.93 |
121 - 150 Days |
Yes |
1408.96 |
<7 Days |
N-3 |
29651.13 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
44082.01 |
121 - 150 Days |
No |
1324.67 |
91-180 Days |
N-4 |
39383.64 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31697.39 |
121 - 150 Days |
No |
2842.97 |
31-90 Days |
N-5 |
28421.61 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28901.34 |
121 - 150 Days |
Yes |
1512.00 |
91-180 Days |
N-6 |
25721.29 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8176.28 |
121 - 150 Days |
No |
343.93 |
<7 Days |
N-7 |
9100.35 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29693.71 |
121 - 150 Days |
Yes |
2419.71 |
<7 Days |
P-1 |
24801.91 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30088.12 |
121 - 150 Days |
No |
2630.78 |
91-180 Days |
P-2 |
33117.06 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21793.66 |
121 - 150 Days |
No |
864.80 |
<7 Days |
S-8 |
17508.71 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30979.34 |
121 - 150 Days |
Yes |
1431.21 |
91-180 Days |
Y-1 |
28120.29 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5730.20 |
121 - 150 Days |
Yes |
477.92 |
<7 Days |
Y-2 |
6428.41 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2513.21 |
121 - 150 Days |
Yes |
135.69 |
<7 Days |
Y-3 |
2456.99 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14069.83 |
121 - 150 Days |
No |
14.99 |
7-30 Days |
Y-4 |
12928.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35531.56 |
121 - 150 Days |
Yes |
1074.83 |
31-90 Days |
Z-1 |
34819.46 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23260.11 |
121 - 150 Days |
No |
1140.60 |
31-90 Days |
A-2 |
19462.25 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
35070.40 |
121 - 150 Days |
No |
1277.08 |
7-30 Days |
A-3 |
35136.92 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3761.43 |
121 - 150 Days |
Yes |
130.67 |
31-90 Days |
A-4 |
3407.17 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22419.95 |
121 - 150 Days |
Yes |
2054.54 |
91-180 Days |
A-5 |
18357.17 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29543.88 |
121 - 150 Days |
No |
1803.83 |
<7 Days |
CB-1 |
30994.11 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36886.10 |
121 - 150 Days |
Yes |
3194.30 |
7-30 Days |
CB-2 |
37517.59 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5919.47 |
121 - 150 Days |
No |
415.79 |
<7 Days |
CB-3 |
6876.87 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1614.42 |
121 - 150 Days |
No |
148.87 |
31-90 Days |
E-1 |
1481.92 |
None |
No |
|
Investment Banking |