| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
21870.50 |
121 - 150 Days |
Yes |
1925.68 |
7-30 Days |
A-1-Q |
25440.67 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36442.49 |
121 - 150 Days |
No |
3423.68 |
91-180 Days |
A-2-Q |
36208.61 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16105.29 |
121 - 150 Days |
No |
1431.09 |
31-90 Days |
A-3-Q |
15004.51 |
None |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38882.01 |
121 - 150 Days |
No |
2938.08 |
91-180 Days |
A-4-Q |
46331.04 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
7830.53 |
121 - 150 Days |
No |
434.90 |
31-90 Days |
A-5-Q |
8037.93 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38099.11 |
121 - 150 Days |
No |
3187.99 |
31-90 Days |
CB-1-Q |
31824.53 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21434.89 |
121 - 150 Days |
Yes |
65.10 |
31-90 Days |
CB-2-Q |
19299.02 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8915.05 |
121 - 150 Days |
No |
868.79 |
31-90 Days |
S-1-Q |
9676.60 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35744.75 |
121 - 150 Days |
No |
420.92 |
<7 Days |
S-2-Q |
39847.46 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
99.17 |
121 - 150 Days |
No |
1.91 |
31-90 Days |
S-3-Q |
97.85 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
35614.22 |
121 - 150 Days |
No |
3462.28 |
31-90 Days |
S-4-Q |
33776.80 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
37821.01 |
121 - 150 Days |
Yes |
1927.19 |
7-30 Days |
CB-3-Q |
37942.74 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43492.70 |
121 - 150 Days |
Yes |
3322.93 |
<7 Days |
G-1-Q |
50741.18 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42639.56 |
121 - 150 Days |
Yes |
219.66 |
31-90 Days |
G-2-Q |
34783.39 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31658.60 |
121 - 150 Days |
No |
3111.36 |
91-180 Days |
G-3-Q |
37321.99 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27288.63 |
121 - 150 Days |
Yes |
1682.62 |
7-30 Days |
S-5-Q |
22269.72 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26191.39 |
121 - 150 Days |
Yes |
347.29 |
91-180 Days |
S-6-Q |
23271.56 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3052.77 |
121 - 150 Days |
No |
244.36 |
7-30 Days |
S-7-Q |
3341.13 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7486.24 |
121 - 150 Days |
No |
528.06 |
31-90 Days |
E-1-Q |
8060.80 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10854.02 |
121 - 150 Days |
No |
258.43 |
91-180 Days |
E-2-Q |
9248.94 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
954.11 |
121 - 150 Days |
Yes |
68.76 |
<7 Days |
IG-1-Q |
1032.35 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26614.70 |
121 - 150 Days |
No |
1519.54 |
7-30 Days |
IG-2-Q |
25626.87 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28197.93 |
121 - 150 Days |
Yes |
2150.70 |
7-30 Days |
C-1 |
25290.19 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
32816.61 |
121 - 150 Days |
Yes |
132.11 |
<7 Days |
CB-4 |
36974.56 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36021.29 |
121 - 150 Days |
Yes |
1116.14 |
7-30 Days |
E-10 |
43112.43 |
Full |
No |
|
Capital Markets |