| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31175.13 |
91 - 120 Days |
No |
1771.44 |
31-90 Days |
L-1 |
26471.20 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12774.24 |
91 - 120 Days |
No |
861.84 |
7-30 Days |
L-10 |
11337.60 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9464.30 |
91 - 120 Days |
Yes |
208.90 |
<7 Days |
L-11 |
8557.50 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
37236.31 |
91 - 120 Days |
No |
2704.86 |
7-30 Days |
L-2 |
30296.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14323.50 |
91 - 120 Days |
Yes |
973.63 |
7-30 Days |
L-3 |
15502.83 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31904.83 |
91 - 120 Days |
No |
1403.07 |
31-90 Days |
L-4 |
29741.47 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16357.99 |
91 - 120 Days |
No |
1598.99 |
31-90 Days |
L-5 |
17706.23 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25558.33 |
91 - 120 Days |
No |
1748.18 |
7-30 Days |
L-6 |
26088.69 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
28875.65 |
91 - 120 Days |
No |
253.61 |
7-30 Days |
L-7 |
26311.47 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20256.22 |
91 - 120 Days |
Yes |
288.63 |
7-30 Days |
L-8 |
17778.73 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
34042.23 |
91 - 120 Days |
Yes |
150.45 |
<7 Days |
L-9 |
29723.87 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40455.93 |
91 - 120 Days |
Yes |
2953.79 |
91-180 Days |
LC-1 |
44847.55 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25002.66 |
91 - 120 Days |
Yes |
1723.52 |
7-30 Days |
LC-2 |
20765.89 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40045.59 |
91 - 120 Days |
Yes |
1958.09 |
<7 Days |
N-1 |
38010.03 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6757.95 |
91 - 120 Days |
No |
174.24 |
7-30 Days |
N-2 |
6180.57 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16504.58 |
91 - 120 Days |
No |
1332.39 |
31-90 Days |
N-3 |
18284.41 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40400.07 |
91 - 120 Days |
No |
941.37 |
31-90 Days |
N-4 |
34635.02 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27988.43 |
91 - 120 Days |
No |
605.83 |
7-30 Days |
N-5 |
33282.47 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22602.87 |
91 - 120 Days |
No |
581.71 |
7-30 Days |
N-6 |
25481.40 |
None |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
44095.97 |
91 - 120 Days |
Yes |
1662.47 |
<7 Days |
N-7 |
39081.46 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22670.41 |
91 - 120 Days |
No |
247.98 |
31-90 Days |
P-1 |
21029.50 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10038.88 |
91 - 120 Days |
Yes |
729.37 |
91-180 Days |
P-2 |
8277.15 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26714.45 |
91 - 120 Days |
No |
1079.68 |
91-180 Days |
S-8 |
31133.57 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2958.91 |
91 - 120 Days |
No |
82.10 |
91-180 Days |
Y-1 |
2692.83 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33860.75 |
91 - 120 Days |
Yes |
632.36 |
7-30 Days |
Y-2 |
40034.26 |
None |
No |
|
Treasury |