| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9806.04 |
68 - 74 Days |
Yes |
930.00 |
7-30 Days |
N-5 |
11264.70 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
34950.01 |
68 - 74 Days |
No |
1143.79 |
91-180 Days |
N-6 |
31757.29 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25255.17 |
68 - 74 Days |
Yes |
2055.78 |
<7 Days |
N-7 |
25143.75 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33842.82 |
68 - 74 Days |
No |
587.09 |
<7 Days |
P-1 |
30343.67 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25449.28 |
68 - 74 Days |
Yes |
2422.12 |
31-90 Days |
P-2 |
25006.70 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31848.16 |
68 - 74 Days |
No |
912.62 |
31-90 Days |
S-8 |
36669.13 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16889.66 |
68 - 74 Days |
Yes |
46.88 |
31-90 Days |
Y-1 |
17946.64 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26911.85 |
68 - 74 Days |
Yes |
25.21 |
<7 Days |
Y-2 |
26563.52 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29632.43 |
68 - 74 Days |
No |
2096.47 |
<7 Days |
Y-3 |
30741.44 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11464.33 |
68 - 74 Days |
Yes |
299.09 |
7-30 Days |
Y-4 |
10488.84 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16426.96 |
68 - 74 Days |
No |
1429.16 |
7-30 Days |
Z-1 |
13369.35 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12779.41 |
68 - 74 Days |
No |
589.60 |
31-90 Days |
A-2 |
10998.03 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41191.85 |
68 - 74 Days |
No |
263.20 |
31-90 Days |
A-3 |
40787.90 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9801.21 |
68 - 74 Days |
No |
265.36 |
31-90 Days |
A-4 |
10542.57 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18716.72 |
68 - 74 Days |
No |
1605.76 |
91-180 Days |
A-5 |
20048.75 |
None |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23019.06 |
68 - 74 Days |
No |
1561.83 |
7-30 Days |
CB-1 |
20997.25 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3830.82 |
68 - 74 Days |
No |
260.53 |
7-30 Days |
CB-2 |
3404.62 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11413.66 |
68 - 74 Days |
Yes |
378.95 |
7-30 Days |
CB-3 |
11634.92 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
18451.70 |
68 - 74 Days |
No |
1053.65 |
31-90 Days |
E-1 |
20782.76 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
8073.82 |
68 - 74 Days |
No |
707.93 |
91-180 Days |
E-2 |
7051.67 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15916.41 |
68 - 74 Days |
No |
1507.92 |
<7 Days |
G-1 |
13542.36 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18608.48 |
68 - 74 Days |
Yes |
1451.88 |
31-90 Days |
G-2 |
16337.69 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36550.94 |
68 - 74 Days |
No |
1389.25 |
31-90 Days |
G-3 |
39440.76 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5083.56 |
68 - 74 Days |
Yes |
414.16 |
<7 Days |
IG-1 |
4580.29 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16699.08 |
68 - 74 Days |
Yes |
946.47 |
<7 Days |
IG-2 |
19102.64 |
None |
Yes |
Liberty International Finance Ltd. |
Capital Markets |