| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32193.30 |
68 - 74 Days |
No |
1472.76 |
31-90 Days |
S-1 |
36955.40 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
14088.37 |
68 - 74 Days |
Yes |
311.68 |
91-180 Days |
S-2 |
14492.43 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22376.35 |
68 - 74 Days |
Yes |
662.00 |
<7 Days |
S-3 |
20097.65 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10403.05 |
68 - 74 Days |
No |
948.69 |
<7 Days |
S-4 |
10424.24 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20349.84 |
68 - 74 Days |
No |
1065.93 |
7-30 Days |
S-5 |
23505.38 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4386.28 |
68 - 74 Days |
No |
385.20 |
<7 Days |
S-6 |
3651.54 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1798.08 |
68 - 74 Days |
Yes |
108.50 |
31-90 Days |
S-7 |
1509.95 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43197.04 |
75 - 82 Days |
No |
2261.27 |
31-90 Days |
A-0-Q |
36717.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17154.93 |
75 - 82 Days |
Yes |
265.16 |
<7 Days |
A-1-Q |
17526.42 |
Full |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8916.55 |
75 - 82 Days |
Yes |
584.25 |
31-90 Days |
A-2-Q |
7867.74 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
112.18 |
75 - 82 Days |
Yes |
3.29 |
<7 Days |
A-3-Q |
121.23 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5062.28 |
75 - 82 Days |
Yes |
352.08 |
<7 Days |
A-4-Q |
6031.26 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16486.79 |
75 - 82 Days |
No |
1169.76 |
31-90 Days |
A-5-Q |
18948.32 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4354.35 |
75 - 82 Days |
No |
141.83 |
<7 Days |
CB-1-Q |
4991.88 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41788.19 |
75 - 82 Days |
Yes |
1511.92 |
91-180 Days |
CB-2-Q |
43449.23 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5402.12 |
75 - 82 Days |
No |
32.74 |
31-90 Days |
S-1-Q |
4485.38 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6454.72 |
75 - 82 Days |
No |
346.76 |
91-180 Days |
S-2-Q |
5838.22 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31403.58 |
75 - 82 Days |
No |
2658.97 |
<7 Days |
S-3-Q |
36489.23 |
Full |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21170.99 |
75 - 82 Days |
No |
1105.81 |
91-180 Days |
S-4-Q |
23385.53 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13614.73 |
75 - 82 Days |
No |
1197.66 |
31-90 Days |
CB-3-Q |
15160.26 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36887.99 |
75 - 82 Days |
No |
1555.00 |
31-90 Days |
G-1-Q |
39961.39 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39347.68 |
75 - 82 Days |
No |
503.40 |
<7 Days |
G-2-Q |
38819.87 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
3181.36 |
75 - 82 Days |
No |
47.80 |
<7 Days |
G-3-Q |
3119.88 |
None |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
17774.31 |
75 - 82 Days |
No |
1096.81 |
7-30 Days |
S-5-Q |
20577.99 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8027.10 |
75 - 82 Days |
Yes |
45.51 |
7-30 Days |
S-6-Q |
8568.91 |
None |
No |
|
Capital Markets |