| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
27004.27 |
75 - 82 Days |
No |
2257.90 |
7-30 Days |
S-7-Q |
22740.85 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19000.71 |
75 - 82 Days |
No |
1218.58 |
<7 Days |
E-1-Q |
22735.01 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41255.04 |
75 - 82 Days |
Yes |
1801.82 |
31-90 Days |
E-2-Q |
41651.73 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
27428.73 |
75 - 82 Days |
Yes |
1574.26 |
31-90 Days |
IG-1-Q |
22183.45 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36870.23 |
75 - 82 Days |
No |
1465.21 |
<7 Days |
IG-2-Q |
34755.75 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10309.88 |
75 - 82 Days |
Yes |
705.71 |
<7 Days |
C-1 |
11749.27 |
Full |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37830.95 |
75 - 82 Days |
No |
3280.66 |
31-90 Days |
CB-4 |
35879.05 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9630.70 |
75 - 82 Days |
Yes |
184.43 |
31-90 Days |
E-10 |
11035.01 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36564.49 |
75 - 82 Days |
No |
1025.87 |
<7 Days |
E-3 |
30002.36 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8021.93 |
75 - 82 Days |
Yes |
331.51 |
<7 Days |
E-4 |
8596.26 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2750.25 |
75 - 82 Days |
No |
261.24 |
31-90 Days |
E-5 |
2622.17 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43182.50 |
75 - 82 Days |
No |
321.61 |
91-180 Days |
E-6 |
35580.77 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36920.08 |
75 - 82 Days |
No |
2402.74 |
7-30 Days |
E-7 |
41178.55 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31006.99 |
75 - 82 Days |
Yes |
2263.83 |
31-90 Days |
E-8 |
29785.45 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4058.76 |
75 - 82 Days |
Yes |
266.87 |
91-180 Days |
E-9 |
3708.00 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2595.96 |
75 - 82 Days |
Yes |
196.97 |
7-30 Days |
G-4 |
2079.83 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25016.47 |
75 - 82 Days |
No |
2250.32 |
31-90 Days |
IG-3 |
28086.66 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5075.88 |
75 - 82 Days |
No |
115.67 |
31-90 Days |
IG-4 |
4391.43 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9523.98 |
75 - 82 Days |
Yes |
557.98 |
<7 Days |
IG-5 |
8865.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36887.58 |
75 - 82 Days |
No |
3189.88 |
<7 Days |
IG-6 |
38486.70 |
Full |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
29089.42 |
75 - 82 Days |
Yes |
1557.06 |
<7 Days |
IG-7 |
31888.99 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37556.11 |
75 - 82 Days |
Yes |
2813.37 |
<7 Days |
IG-8 |
36465.85 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30001.07 |
75 - 82 Days |
No |
789.62 |
31-90 Days |
L-1 |
24758.90 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11036.57 |
75 - 82 Days |
Yes |
74.42 |
<7 Days |
L-10 |
9080.34 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
4504.30 |
75 - 82 Days |
Yes |
43.19 |
<7 Days |
L-11 |
5135.68 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |