| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31826.30 |
68 - 74 Days |
No |
2332.58 |
<7 Days |
CB-2-Q |
36428.55 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16024.42 |
68 - 74 Days |
No |
274.63 |
91-180 Days |
S-1-Q |
18667.40 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
21172.15 |
68 - 74 Days |
Yes |
1870.43 |
7-30 Days |
S-2-Q |
18497.65 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5847.44 |
68 - 74 Days |
Yes |
442.96 |
7-30 Days |
S-3-Q |
5281.97 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24274.60 |
68 - 74 Days |
No |
1857.71 |
31-90 Days |
S-4-Q |
24501.27 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25028.91 |
68 - 74 Days |
No |
1793.22 |
<7 Days |
CB-3-Q |
22098.33 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2301.51 |
68 - 74 Days |
Yes |
215.71 |
7-30 Days |
G-1-Q |
2001.50 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
40097.00 |
68 - 74 Days |
Yes |
1903.44 |
<7 Days |
G-2-Q |
44701.60 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
26408.67 |
68 - 74 Days |
Yes |
2052.48 |
31-90 Days |
G-3-Q |
21964.96 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43310.27 |
68 - 74 Days |
Yes |
3317.65 |
31-90 Days |
S-5-Q |
48852.25 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
30070.48 |
68 - 74 Days |
No |
2002.12 |
31-90 Days |
S-6-Q |
30139.39 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10351.73 |
68 - 74 Days |
Yes |
23.25 |
91-180 Days |
S-7-Q |
10590.94 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15698.68 |
68 - 74 Days |
Yes |
1239.28 |
91-180 Days |
E-1-Q |
15290.66 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15143.45 |
68 - 74 Days |
No |
38.73 |
31-90 Days |
E-2-Q |
15664.47 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24078.50 |
68 - 74 Days |
No |
559.60 |
7-30 Days |
IG-1-Q |
22816.51 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22116.72 |
68 - 74 Days |
Yes |
222.29 |
31-90 Days |
IG-2-Q |
19944.82 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42094.45 |
68 - 74 Days |
No |
285.88 |
7-30 Days |
C-1 |
50262.74 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39500.82 |
68 - 74 Days |
Yes |
1611.23 |
<7 Days |
CB-4 |
46027.81 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18786.85 |
68 - 74 Days |
Yes |
1639.82 |
91-180 Days |
E-10 |
21782.17 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24397.99 |
68 - 74 Days |
Yes |
2221.77 |
7-30 Days |
E-3 |
23844.43 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
22857.30 |
68 - 74 Days |
Yes |
374.75 |
91-180 Days |
E-4 |
24614.27 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1748.81 |
68 - 74 Days |
No |
102.72 |
91-180 Days |
E-5 |
2037.77 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
41332.72 |
68 - 74 Days |
Yes |
3052.91 |
91-180 Days |
E-6 |
49031.09 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22142.40 |
68 - 74 Days |
Yes |
300.02 |
91-180 Days |
E-7 |
20211.49 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36859.16 |
68 - 74 Days |
No |
2392.35 |
7-30 Days |
E-8 |
32857.43 |
None |
No |
|
Treasury |