| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2989.22 |
Day 60 |
Yes |
207.98 |
7-30 Days |
IG-4 |
3489.19 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
1270.46 |
Day 60 |
Yes |
55.88 |
<7 Days |
IG-5 |
1288.59 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
848.66 |
Day 60 |
Yes |
18.47 |
<7 Days |
IG-6 |
715.51 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20010.45 |
Day 60 |
Yes |
398.25 |
7-30 Days |
IG-7 |
17549.39 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
37850.15 |
Day 60 |
Yes |
3046.24 |
7-30 Days |
IG-8 |
44857.85 |
None |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9730.23 |
Day 60 |
No |
967.12 |
<7 Days |
L-1 |
8387.43 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
26886.85 |
Day 60 |
No |
2607.51 |
91-180 Days |
L-10 |
27883.94 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
8313.94 |
Day 60 |
Yes |
645.66 |
<7 Days |
L-11 |
8697.49 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
28110.32 |
Day 60 |
Yes |
57.04 |
7-30 Days |
L-2 |
31310.04 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30218.26 |
Day 60 |
Yes |
940.16 |
31-90 Days |
L-3 |
24717.31 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42945.49 |
Day 60 |
No |
162.60 |
7-30 Days |
L-4 |
41483.42 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25991.75 |
Day 60 |
Yes |
1703.67 |
7-30 Days |
L-5 |
26123.08 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41895.28 |
Day 60 |
No |
2521.02 |
<7 Days |
L-6 |
34325.88 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12104.46 |
Day 60 |
Yes |
141.11 |
31-90 Days |
L-7 |
11974.00 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5015.67 |
Day 60 |
Yes |
409.25 |
91-180 Days |
L-8 |
5526.82 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
7138.71 |
Day 60 |
Yes |
346.26 |
91-180 Days |
L-9 |
5949.51 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10915.91 |
Day 60 |
Yes |
1042.55 |
<7 Days |
LC-1 |
10011.98 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23713.17 |
Day 60 |
No |
132.07 |
<7 Days |
LC-2 |
22840.27 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13237.90 |
Day 60 |
No |
383.63 |
7-30 Days |
N-1 |
11721.34 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
9339.11 |
Day 60 |
Yes |
204.22 |
91-180 Days |
N-2 |
9599.45 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
15064.33 |
Day 60 |
Yes |
283.27 |
31-90 Days |
N-3 |
15477.29 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28454.72 |
Day 60 |
No |
1390.26 |
<7 Days |
N-4 |
28240.94 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39222.05 |
Day 60 |
No |
790.87 |
<7 Days |
N-5 |
45970.33 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41349.13 |
Day 60 |
No |
3744.96 |
<7 Days |
N-6 |
41835.26 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
892.30 |
Day 60 |
Yes |
27.04 |
31-90 Days |
N-7 |
877.65 |
None |
No |
|
Capital Markets |