| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31175.58 |
Day 60 |
No |
658.40 |
91-180 Days |
S-4 |
28807.91 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25533.30 |
Day 60 |
Yes |
12.28 |
7-30 Days |
S-5 |
28749.34 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2945.14 |
Day 60 |
Yes |
261.47 |
<7 Days |
S-6 |
2730.95 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5304.84 |
Day 60 |
Yes |
364.17 |
7-30 Days |
S-7 |
5498.76 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
25446.76 |
61 - 67 Days |
No |
810.94 |
91-180 Days |
A-0-Q |
23431.05 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11156.89 |
61 - 67 Days |
No |
1107.56 |
91-180 Days |
A-1-Q |
13027.88 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41330.93 |
61 - 67 Days |
Yes |
3839.88 |
<7 Days |
A-2-Q |
45494.57 |
Full |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23938.34 |
61 - 67 Days |
No |
2030.26 |
91-180 Days |
A-3-Q |
25835.59 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
11738.26 |
61 - 67 Days |
No |
286.74 |
7-30 Days |
A-4-Q |
11975.38 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14494.41 |
61 - 67 Days |
No |
1420.88 |
7-30 Days |
A-5-Q |
15513.95 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
24458.79 |
61 - 67 Days |
No |
1144.27 |
<7 Days |
CB-1-Q |
25242.72 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38336.86 |
61 - 67 Days |
No |
184.84 |
31-90 Days |
CB-2-Q |
32814.81 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
25457.62 |
61 - 67 Days |
No |
684.00 |
7-30 Days |
S-1-Q |
26693.00 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42777.11 |
61 - 67 Days |
Yes |
2847.98 |
91-180 Days |
S-2-Q |
41043.43 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38467.93 |
61 - 67 Days |
Yes |
2327.19 |
7-30 Days |
S-3-Q |
34884.04 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32580.75 |
61 - 67 Days |
No |
1702.54 |
91-180 Days |
S-4-Q |
29896.02 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
3476.88 |
61 - 67 Days |
Yes |
10.20 |
91-180 Days |
CB-3-Q |
3963.33 |
Full |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2373.80 |
61 - 67 Days |
No |
88.91 |
7-30 Days |
G-1-Q |
2273.44 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6594.00 |
61 - 67 Days |
No |
267.41 |
7-30 Days |
G-2-Q |
5577.02 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
12394.48 |
61 - 67 Days |
No |
447.17 |
31-90 Days |
G-3-Q |
14210.67 |
Partial |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28045.84 |
61 - 67 Days |
No |
438.23 |
91-180 Days |
S-5-Q |
28499.71 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29604.20 |
61 - 67 Days |
Yes |
1356.62 |
31-90 Days |
S-6-Q |
34694.63 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10837.11 |
61 - 67 Days |
Yes |
769.18 |
91-180 Days |
S-7-Q |
9918.37 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29758.70 |
61 - 67 Days |
No |
970.30 |
91-180 Days |
E-1-Q |
28918.75 |
Full |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
16863.91 |
61 - 67 Days |
No |
1530.61 |
91-180 Days |
E-2-Q |
13794.92 |
Partial |
No |
|
Capital Markets |