| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15733.35 |
Day 59 |
Yes |
940.60 |
<7 Days |
CB-3 |
13886.04 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43426.35 |
Day 59 |
Yes |
3343.50 |
31-90 Days |
E-1 |
44922.01 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
9947.34 |
Day 59 |
No |
961.63 |
31-90 Days |
E-2 |
9491.74 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
28766.91 |
Day 59 |
No |
2170.23 |
<7 Days |
G-1 |
23958.25 |
Partial |
Yes |
Liberty Wealth Management LLC |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
38375.93 |
Day 59 |
Yes |
2686.52 |
31-90 Days |
G-2 |
45506.89 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18361.06 |
Day 59 |
No |
724.36 |
91-180 Days |
G-3 |
17693.76 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
24209.57 |
Day 59 |
Yes |
1415.46 |
<7 Days |
IG-1 |
23584.74 |
Partial |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2296.03 |
Day 59 |
No |
214.65 |
<7 Days |
IG-2 |
2394.00 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
19956.65 |
Day 59 |
No |
274.80 |
<7 Days |
S-1 |
20592.60 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11789.06 |
Day 59 |
No |
969.99 |
91-180 Days |
S-2 |
11523.49 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32.76 |
Day 59 |
No |
1.71 |
31-90 Days |
S-3 |
35.79 |
Partial |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15553.34 |
Day 59 |
No |
44.67 |
31-90 Days |
S-4 |
16275.06 |
Full |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
36722.63 |
Day 59 |
No |
2801.35 |
31-90 Days |
S-5 |
30470.39 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
11574.07 |
Day 59 |
No |
330.44 |
<7 Days |
S-6 |
12832.27 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
18802.77 |
Day 59 |
Yes |
1703.21 |
91-180 Days |
S-7 |
16978.92 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42541.35 |
Day 60 |
Yes |
1059.07 |
7-30 Days |
A-0-Q |
44989.22 |
None |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4323.35 |
Day 60 |
No |
151.68 |
31-90 Days |
A-1-Q |
3960.10 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15768.08 |
Day 60 |
No |
489.69 |
91-180 Days |
A-2-Q |
13821.74 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
17311.31 |
Day 60 |
Yes |
591.80 |
31-90 Days |
A-3-Q |
20348.59 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30508.86 |
Day 60 |
No |
899.03 |
31-90 Days |
A-4-Q |
24751.91 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
37689.32 |
Day 60 |
No |
1427.38 |
7-30 Days |
A-5-Q |
37795.10 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
32095.44 |
Day 60 |
No |
718.98 |
31-90 Days |
CB-1-Q |
33901.64 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
33285.88 |
Day 60 |
No |
2568.58 |
7-30 Days |
CB-2-Q |
33974.01 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
5506.77 |
Day 60 |
Yes |
197.78 |
7-30 Days |
S-1-Q |
5559.19 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10349.96 |
Day 60 |
Yes |
633.62 |
91-180 Days |
S-2-Q |
10832.97 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |