| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
6179.61 |
Day 60 |
Yes |
131.45 |
91-180 Days |
S-3-Q |
6477.81 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35706.70 |
Day 60 |
Yes |
1656.70 |
91-180 Days |
S-4-Q |
34894.69 |
Full |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
39421.31 |
Day 60 |
No |
258.01 |
<7 Days |
CB-3-Q |
41668.89 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
33692.32 |
Day 60 |
No |
920.70 |
31-90 Days |
G-1-Q |
35111.62 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
13135.34 |
Day 60 |
Yes |
736.23 |
7-30 Days |
G-2-Q |
14074.66 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
29877.61 |
Day 60 |
Yes |
1866.84 |
31-90 Days |
G-3-Q |
25663.58 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
16519.22 |
Day 60 |
Yes |
495.29 |
7-30 Days |
S-5-Q |
17579.59 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
1045.54 |
Day 60 |
Yes |
79.67 |
7-30 Days |
S-6-Q |
929.29 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
23860.29 |
Day 60 |
No |
2208.10 |
<7 Days |
S-7-Q |
24080.17 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
10452.37 |
Day 60 |
No |
409.82 |
<7 Days |
E-1-Q |
8504.32 |
Partial |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
35766.93 |
Day 60 |
Yes |
1477.69 |
<7 Days |
E-2-Q |
31555.97 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
20061.79 |
Day 60 |
No |
1056.98 |
91-180 Days |
IG-1-Q |
21373.88 |
Full |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
5050.04 |
Day 60 |
Yes |
291.26 |
<7 Days |
IG-2-Q |
4608.24 |
Partial |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
35750.24 |
Day 60 |
No |
98.84 |
7-30 Days |
C-1 |
34863.11 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23540.99 |
Day 60 |
No |
94.10 |
<7 Days |
CB-4 |
20583.60 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2884.36 |
Day 60 |
Yes |
112.13 |
31-90 Days |
E-10 |
2755.80 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
42630.83 |
Day 60 |
Yes |
574.01 |
91-180 Days |
E-3 |
47800.22 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12879.74 |
Day 60 |
No |
933.73 |
7-30 Days |
E-4 |
10816.68 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
23763.87 |
Day 60 |
Yes |
145.21 |
7-30 Days |
E-5 |
27090.66 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
18187.31 |
Day 60 |
Yes |
176.33 |
7-30 Days |
E-6 |
16428.57 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
42026.42 |
Day 60 |
No |
1502.17 |
31-90 Days |
E-7 |
46274.23 |
Partial |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
10553.46 |
Day 60 |
No |
396.61 |
7-30 Days |
E-8 |
11753.56 |
None |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22785.66 |
Day 60 |
No |
691.12 |
7-30 Days |
E-9 |
18891.54 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
12529.57 |
Day 60 |
Yes |
785.62 |
91-180 Days |
G-4 |
12323.89 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
8552.55 |
Day 60 |
Yes |
338.25 |
31-90 Days |
IG-3 |
6999.45 |
Partial |
Yes |
Liberty International Finance Ltd. |
Investment Banking |