| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
8310.58 |
Day 59 |
Yes |
177.65 |
91-180 Days |
CB-4 |
8860.78 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43430.48 |
Day 59 |
Yes |
2554.94 |
7-30 Days |
E-10 |
35440.02 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
39612.50 |
Day 59 |
Yes |
1748.03 |
7-30 Days |
E-3 |
47074.36 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
22335.14 |
Day 59 |
Yes |
1309.71 |
7-30 Days |
E-4 |
22984.47 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30717.07 |
Day 59 |
No |
870.17 |
91-180 Days |
E-5 |
27004.04 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
14423.88 |
Day 59 |
No |
311.32 |
7-30 Days |
E-6 |
16685.60 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
24225.37 |
Day 59 |
No |
2073.50 |
7-30 Days |
E-7 |
19502.95 |
None |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43756.99 |
Day 59 |
Yes |
236.12 |
<7 Days |
E-8 |
50635.53 |
None |
No |
|
Investment Banking |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
2105.11 |
Day 59 |
No |
106.00 |
91-180 Days |
E-9 |
2212.34 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
4028.65 |
Day 59 |
Yes |
256.52 |
91-180 Days |
G-4 |
4602.08 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
30561.34 |
Day 59 |
Yes |
1257.23 |
7-30 Days |
IG-3 |
32504.22 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
31881.05 |
Day 59 |
No |
367.61 |
7-30 Days |
IG-4 |
36539.79 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
15692.15 |
Day 59 |
Yes |
893.74 |
7-30 Days |
IG-5 |
13287.57 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
43517.68 |
Day 59 |
No |
475.88 |
31-90 Days |
IG-6 |
42928.09 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
36479.79 |
Day 59 |
No |
856.45 |
7-30 Days |
IG-7 |
37710.02 |
Full |
No |
|
Wholesale Lending |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
41493.30 |
Day 59 |
Yes |
2081.19 |
7-30 Days |
IG-8 |
46341.36 |
None |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
20951.78 |
Day 59 |
No |
107.22 |
31-90 Days |
L-1 |
22191.49 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
18779.95 |
Day 59 |
No |
376.05 |
<7 Days |
L-10 |
16786.05 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
38087.82 |
Day 59 |
Yes |
473.10 |
91-180 Days |
L-11 |
39080.22 |
None |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
24683.60 |
Day 59 |
Yes |
462.86 |
31-90 Days |
L-2 |
26230.93 |
None |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
21959.23 |
Day 59 |
No |
2163.29 |
31-90 Days |
L-3 |
22115.34 |
Partial |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
2099.28 |
Day 59 |
Yes |
51.25 |
<7 Days |
L-4 |
1731.55 |
Full |
No |
|
Capital Markets |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
No |
13386.91 |
Day 59 |
No |
142.08 |
<7 Days |
L-5 |
15122.78 |
Partial |
No |
|
Trading |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
31001.85 |
Day 59 |
Yes |
1573.38 |
7-30 Days |
L-6 |
30530.64 |
Full |
No |
|
Treasury |
| 2025-10-13 |
Liberty National Bank |
O.W.9 |
Onshore Borrowing |
Other |
Yes |
43188.85 |
Day 59 |
No |
3355.99 |
31-90 Days |
L-7 |
40564.23 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |