| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13162.46 |
Open |
Yes |
151.30 |
7-30 Days |
L-7 |
15550.32 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21204.73 |
Open |
No |
975.77 |
7-30 Days |
L-8 |
22882.14 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4729.09 |
Open |
No |
382.76 |
91-180 Days |
L-9 |
5638.91 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34911.64 |
Open |
No |
2756.64 |
31-90 Days |
LC-1 |
29442.76 |
None |
Yes |
Liberty Mortgage Services Corp. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
30994.97 |
Open |
Yes |
1271.81 |
31-90 Days |
LC-2 |
36506.65 |
Full |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
17113.70 |
Open |
No |
1003.35 |
<7 Days |
N-1 |
14324.60 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19904.10 |
Open |
No |
270.77 |
7-30 Days |
N-2 |
16389.60 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
42442.03 |
Open |
Yes |
3129.99 |
<7 Days |
N-3 |
41238.47 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4415.17 |
Open |
No |
233.18 |
7-30 Days |
N-4 |
4899.00 |
None |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43240.38 |
Open |
Yes |
1010.98 |
7-30 Days |
N-5 |
38465.46 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4520.80 |
Open |
Yes |
222.19 |
<7 Days |
N-6 |
3940.46 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
19552.84 |
Open |
Yes |
144.33 |
31-90 Days |
N-7 |
21302.01 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39573.04 |
Open |
Yes |
1865.93 |
91-180 Days |
P-1 |
41774.71 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25074.76 |
Open |
Yes |
42.00 |
7-30 Days |
P-2 |
26956.76 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22692.35 |
Open |
No |
1411.84 |
31-90 Days |
S-8 |
18690.84 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41477.75 |
Open |
Yes |
2689.67 |
91-180 Days |
Y-1 |
48219.58 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
36961.48 |
Open |
Yes |
1414.88 |
<7 Days |
Y-2 |
43826.72 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43436.36 |
Open |
Yes |
4256.76 |
7-30 Days |
Y-3 |
38164.30 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19384.56 |
Open |
Yes |
569.66 |
7-30 Days |
Y-4 |
19301.66 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26592.97 |
Open |
No |
2366.81 |
31-90 Days |
Z-1 |
26446.09 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
411.55 |
Open |
Yes |
23.01 |
7-30 Days |
A-2 |
343.22 |
Full |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
31598.09 |
Open |
Yes |
1143.88 |
31-90 Days |
A-3 |
27013.96 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26975.90 |
Open |
No |
1376.91 |
7-30 Days |
A-4 |
30457.04 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13046.89 |
Open |
Yes |
408.74 |
31-90 Days |
A-5 |
12306.53 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
22404.68 |
Open |
No |
690.80 |
91-180 Days |
CB-1 |
20646.85 |
Full |
No |
|
Investment Banking |