| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5475.06 |
Open |
Yes |
168.69 |
7-30 Days |
C-1 |
5626.35 |
None |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
2036.50 |
Open |
No |
138.40 |
31-90 Days |
CB-4 |
1891.96 |
None |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2288.10 |
Open |
Yes |
53.91 |
31-90 Days |
E-10 |
2166.11 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6451.67 |
Open |
No |
383.93 |
<7 Days |
E-3 |
6926.38 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
39515.76 |
Open |
No |
1.18 |
<7 Days |
E-4 |
46592.90 |
None |
Yes |
Liberty International Finance Ltd. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
20906.65 |
Open |
Yes |
628.97 |
31-90 Days |
E-5 |
24650.37 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6186.72 |
Open |
No |
196.59 |
91-180 Days |
E-6 |
7213.23 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7202.18 |
Open |
Yes |
703.41 |
31-90 Days |
E-7 |
5829.54 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
29647.67 |
Open |
No |
780.83 |
7-30 Days |
E-8 |
34786.24 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31607.66 |
Open |
Yes |
1470.87 |
91-180 Days |
E-9 |
31520.20 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2461.52 |
Open |
No |
238.39 |
7-30 Days |
G-4 |
2921.39 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
26717.61 |
Open |
No |
398.11 |
91-180 Days |
IG-3 |
30713.96 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25386.85 |
Open |
No |
680.15 |
91-180 Days |
IG-4 |
22703.94 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21158.12 |
Open |
Yes |
1244.88 |
<7 Days |
IG-5 |
24500.59 |
Full |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
11293.34 |
Open |
No |
830.73 |
7-30 Days |
IG-6 |
9554.00 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
43753.60 |
Open |
Yes |
1508.69 |
7-30 Days |
IG-7 |
47065.53 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25740.27 |
Open |
Yes |
2129.25 |
<7 Days |
IG-8 |
29762.18 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
23841.68 |
Open |
Yes |
1407.26 |
7-30 Days |
L-1 |
24101.22 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11703.88 |
Open |
No |
289.39 |
7-30 Days |
L-10 |
13837.24 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4454.18 |
Open |
Yes |
384.03 |
7-30 Days |
L-11 |
5235.50 |
None |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
35651.12 |
Open |
No |
1750.55 |
7-30 Days |
L-2 |
29202.52 |
Full |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
39868.27 |
Open |
No |
3068.46 |
<7 Days |
L-3 |
36637.63 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5259.74 |
Open |
No |
14.51 |
31-90 Days |
L-4 |
6268.20 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
26934.36 |
Open |
Yes |
2267.32 |
7-30 Days |
L-5 |
24715.46 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
10879.65 |
Open |
Yes |
986.21 |
91-180 Days |
L-6 |
10695.08 |
Partial |
No |
|
Treasury |