| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
22809.79 |
Open |
Yes |
608.15 |
31-90 Days |
CB-2 |
25537.15 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11618.61 |
Open |
No |
490.55 |
7-30 Days |
CB-3 |
12764.94 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33977.93 |
Open |
Yes |
1115.12 |
7-30 Days |
E-1 |
28153.32 |
Full |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
6324.81 |
Open |
Yes |
355.11 |
7-30 Days |
E-2 |
6847.68 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7692.13 |
Open |
No |
345.28 |
91-180 Days |
G-1 |
9127.68 |
Partial |
Yes |
Liberty Wealth Management LLC |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
29408.75 |
Open |
Yes |
1226.88 |
7-30 Days |
G-2 |
27552.40 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40741.57 |
Open |
Yes |
1031.54 |
91-180 Days |
G-3 |
34793.46 |
Full |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
34705.77 |
Open |
No |
1899.33 |
31-90 Days |
IG-1 |
31816.93 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
21588.10 |
Open |
Yes |
948.82 |
<7 Days |
IG-2 |
22061.92 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
25953.10 |
Open |
No |
2443.76 |
<7 Days |
S-1 |
20786.86 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
316.55 |
Open |
Yes |
25.50 |
<7 Days |
S-2 |
329.37 |
Full |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4492.30 |
Open |
No |
20.02 |
31-90 Days |
S-3 |
5360.23 |
Partial |
Yes |
Liberty International Finance Ltd. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34752.39 |
Open |
No |
1293.54 |
31-90 Days |
S-4 |
30233.39 |
None |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
40579.29 |
Open |
Yes |
3369.34 |
91-180 Days |
S-5 |
43016.41 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12012.48 |
Open |
Yes |
968.72 |
31-90 Days |
S-6 |
10434.99 |
Partial |
Yes |
Liberty Wealth Management LLC |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
41052.65 |
Open |
Yes |
1036.35 |
91-180 Days |
S-7 |
43803.47 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9247.95 |
Day 1 |
Yes |
326.52 |
31-90 Days |
A-0-Q |
8187.95 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
18884.00 |
Day 1 |
No |
1438.26 |
7-30 Days |
A-1-Q |
20151.02 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
9970.35 |
Day 1 |
Yes |
575.86 |
31-90 Days |
A-2-Q |
9941.13 |
None |
Yes |
Liberty International Finance Ltd. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
21285.15 |
Day 1 |
No |
83.53 |
<7 Days |
A-3-Q |
19040.80 |
Full |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
11212.88 |
Day 1 |
Yes |
607.42 |
31-90 Days |
A-4-Q |
11353.96 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27172.91 |
Day 1 |
Yes |
453.84 |
7-30 Days |
A-5-Q |
21916.13 |
None |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
2942.40 |
Day 1 |
Yes |
40.25 |
91-180 Days |
CB-1-Q |
2595.13 |
None |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
35282.49 |
Day 1 |
No |
3438.19 |
<7 Days |
CB-2-Q |
32558.70 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
31588.66 |
Day 1 |
No |
2924.01 |
7-30 Days |
S-1-Q |
31607.69 |
None |
Yes |
Liberty Wealth Management LLC |
Investment Banking |