| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
40588.81 |
Day 1 |
Yes |
2034.64 |
7-30 Days |
S-2-Q |
34316.59 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19432.90 |
Day 1 |
Yes |
496.54 |
31-90 Days |
S-3-Q |
19712.40 |
None |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
18875.53 |
Day 1 |
No |
419.18 |
<7 Days |
S-4-Q |
18883.11 |
Partial |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
4995.70 |
Day 1 |
No |
262.70 |
91-180 Days |
CB-3-Q |
5384.36 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
19262.96 |
Day 1 |
No |
1575.10 |
91-180 Days |
G-1-Q |
19093.39 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
37293.47 |
Day 1 |
No |
2558.97 |
31-90 Days |
G-2-Q |
39189.67 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
7536.84 |
Day 1 |
Yes |
439.49 |
7-30 Days |
G-3-Q |
7485.75 |
None |
No |
|
Treasury |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
8869.74 |
Day 1 |
Yes |
855.60 |
31-90 Days |
S-5-Q |
7228.48 |
Partial |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
15408.91 |
Day 1 |
Yes |
819.71 |
91-180 Days |
S-6-Q |
17072.38 |
Full |
Yes |
Liberty International Finance Ltd. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
33167.57 |
Day 1 |
Yes |
1231.03 |
31-90 Days |
S-7-Q |
34229.51 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
12800.91 |
Day 1 |
Yes |
743.26 |
31-90 Days |
E-1-Q |
11950.82 |
Full |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
44029.71 |
Day 1 |
No |
1322.13 |
31-90 Days |
E-2-Q |
44308.78 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
34264.84 |
Day 1 |
No |
2452.63 |
31-90 Days |
IG-1-Q |
36956.68 |
Full |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8497.43 |
Day 1 |
No |
426.23 |
<7 Days |
IG-2-Q |
8653.75 |
Partial |
Yes |
Liberty Capital Markets Inc. |
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
5609.97 |
Day 1 |
No |
347.96 |
91-180 Days |
C-1 |
4997.31 |
None |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30684.90 |
Day 1 |
No |
2699.19 |
31-90 Days |
CB-4 |
24868.82 |
Full |
Yes |
Liberty Mortgage Services Corp. |
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
30012.32 |
Day 1 |
Yes |
1682.12 |
7-30 Days |
E-10 |
35824.17 |
None |
No |
|
Investment Banking |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4174.12 |
Day 1 |
Yes |
118.57 |
<7 Days |
E-3 |
3653.90 |
Partial |
No |
|
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
9155.09 |
Day 1 |
No |
592.16 |
31-90 Days |
E-4 |
8275.56 |
Partial |
No |
|
Capital Markets |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
8487.36 |
Day 1 |
No |
709.51 |
31-90 Days |
E-5 |
8519.46 |
Partial |
Yes |
Liberty Mortgage Services Corp. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
27841.47 |
Day 1 |
No |
852.51 |
<7 Days |
E-6 |
24436.49 |
Partial |
No |
|
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
7921.62 |
Day 1 |
No |
167.22 |
<7 Days |
E-7 |
9340.40 |
None |
Yes |
Liberty Wealth Management LLC |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
13787.00 |
Day 1 |
No |
199.83 |
<7 Days |
E-8 |
15315.10 |
Partial |
Yes |
Liberty International Finance Ltd. |
Trading |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
No |
4713.77 |
Day 1 |
Yes |
57.54 |
<7 Days |
E-9 |
4501.60 |
Full |
Yes |
Liberty Capital Markets Inc. |
Wholesale Lending |
| 2025-10-08 |
Liberty National Bank |
O.W.15 |
Structured Notes |
Retail |
Yes |
17039.94 |
Day 1 |
No |
1548.31 |
91-180 Days |
G-4 |
19548.47 |
Full |
No |
|
Wholesale Lending |