| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 27 |
3805083.40 |
Day 1 |
Liberty National Bank |
Wealth Management |
Central Bank |
No |
3309711.44 |
Yes |
>= 1 Yr <= 2 Yr |
Unsecured |
Yes |
34.77 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
No |
>3 Yr <= 4 Yr |
988163.13 |
Day 47 |
Liberty Financial Group, Inc. |
Capital Markets Trading |
Other Supervised Non-Bank Financial Entity |
Yes |
1054473.42 |
Yes |
Day 1 |
Unsecured |
No |
37.93 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
Day 5 |
4875419.83 |
Day 28 |
Liberty Financial Group, Inc. |
Investment Banking |
Broker-Dealer |
No |
4960322.66 |
No |
Day 50 |
Unsecured |
Yes |
14.77 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 26 |
4190036.91 |
Day 23 |
Liberty Capital Markets Inc. |
Global Markets |
Other Supranational |
No |
4917862.21 |
No |
Day 59 |
Unsecured |
No |
13.12 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
USD |
Yes |
Day 56 |
166722.29 |
83 - 90 Days |
Liberty Mortgage Services Corp. |
Syndicated Loans |
Debt Issuing SPE |
Yes |
147848.45 |
Yes |
68 - 74 Days |
Unsecured |
No |
39.51 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 51 |
2852638.26 |
>2 Yr <= 3 Yr |
Liberty Financial Group, Inc. |
Global Markets |
Broker-Dealer |
No |
3345269.10 |
No |
Day 49 |
Unsecured |
No |
38.18 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
Day 1 |
880887.13 |
Day 59 |
Liberty Mortgage Services Corp. |
Retail Banking |
Retail |
No |
952290.50 |
No |
Day 7 |
Unsecured |
No |
33.95 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 32 |
2246824.97 |
Day 33 |
Liberty Financial Group, Inc. |
Client Treasury Services |
Central Bank |
No |
2258913.22 |
No |
121 - 150 Days |
Unsecured |
No |
28.15 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
Yes |
75 - 82 Days |
1418824.27 |
Day 41 |
Liberty Mortgage Services Corp. |
Investment Banking |
PSE |
Yes |
1247341.57 |
Yes |
151 - 179 Days |
Unsecured |
No |
34.16 |
| 2025-09-09 |
Liberty Mortgage Services Corp. |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
Yes |
>4 Yr <= 5 Yr |
1498239.26 |
Day 54 |
Liberty National Bank |
Syndicated Loans |
Pension Fund |
Yes |
1444621.70 |
No |
Day 47 |
Unsecured |
No |
5.04 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
91 - 120 Days |
1759934.52 |
Day 20 |
Liberty Financial Group, Inc. - Parent Only |
Securities Services |
Central Bank |
No |
1641668.38 |
Yes |
Day 38 |
Unsecured |
No |
35.07 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 4 |
1866320.99 |
68 - 74 Days |
Liberty Capital Markets Inc. |
Securities Services |
Broker-Dealer |
No |
2012174.37 |
No |
Perpetual |
Unsecured |
No |
32.27 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
No |
>4 Yr <= 5 Yr |
4065353.58 |
Day 3 |
Liberty Financial Group, Inc. - Parent Only |
Investment Banking |
MDB |
Yes |
3742275.43 |
No |
271 - 364 Days |
Unsecured |
No |
12.29 |
| 2025-09-09 |
Liberty International Finance Ltd. |
I.U.4 |
I.U.4: Excess Operational Balances |
GBP |
No |
Day 1 |
176514.44 |
Day 59 |
Liberty Capital Markets Inc. |
Syndicated Loans |
PSE |
Yes |
177998.04 |
Yes |
91 - 120 Days |
Unsecured |
Yes |
17.62 |
| 2025-09-09 |
Liberty Capital Markets Inc. |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 45 |
3786363.16 |
Day 31 |
Liberty Financial Group, Inc. - Parent Only |
Syndicated Loans |
Other |
No |
3118739.04 |
No |
Day 29 |
Unsecured |
No |
22.08 |
| 2025-09-09 |
Liberty National Bank |
I.U.4 |
I.U.4: Excess Operational Balances |
EUR |
Yes |
61 - 67 Days |
4824751.75 |
Day 30 |
Liberty National Bank |
Treasury Operations |
Other Supranational |
Yes |
5251139.61 |
Yes |
Day 22 |
Unsecured |
No |
25.96 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
75 - 82 Days |
951748.45 |
Day 13 |
Liberty Financial Group, Inc. |
Securities Services |
Sovereign |
Yes |
883655.00 |
No |
Day 29 |
Unsecured |
No |
37.41 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
CAD |
No |
Day 29 |
1635977.65 |
Day 26 |
Liberty Financial Group, Inc. - Parent Only |
Foreign Exchange Desk |
Broker-Dealer |
Yes |
1726261.43 |
No |
121 - 150 Days |
Unsecured |
No |
47.74 |
| 2025-09-09 |
Liberty Financial Group, Inc. - Parent Only |
I.U.4 |
I.U.4: Excess Operational Balances |
JPY |
No |
Day 9 |
4587707.94 |
Day 12 |
Liberty Financial Group, Inc. |
Global Markets |
Pension Fund |
No |
4666562.26 |
Yes |
Day 24 |
Unsecured |
Yes |
14.96 |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Open |
None |
|
|
|
Retail |
|
4444815.17 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 1 |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
1546116.11 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 2 |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
7017350.31 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 3 |
None |
|
|
|
Retail |
|
7139845.91 |
|
|
|
No |
None |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 4 |
None |
|
Liberty Capital Markets Inc. |
|
Retail |
|
6633452.70 |
|
|
|
Yes |
None |
| 2025-10-09 |
Liberty National Bank |
I.U.4 |
Excess Operational Balances |
USD |
|
Day 5 |
None |
|
Liberty International Finance Ltd. |
|
Retail |
|
6257425.82 |
|
|
|
Yes |
None |