Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 45 None Non-Regulated Fund 4235851.40 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 46 None Liberty International Finance Ltd. Non-Regulated Fund 1493714.53 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 47 None Liberty Wealth Management LLC Non-Regulated Fund 3055381.66 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 48 None Liberty International Finance Ltd. Non-Regulated Fund 1702297.26 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 49 None Liberty International Finance Ltd. Non-Regulated Fund 2046085.96 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 50 None Non-Regulated Fund 1809982.23 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 51 None Non-Regulated Fund 496144.37 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 52 None Liberty International Finance Ltd. Non-Regulated Fund 1482047.16 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 53 None Non-Regulated Fund 2519719.00 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 54 None Non-Regulated Fund 2529780.86 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 55 None Non-Regulated Fund 676974.02 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 56 None Liberty International Finance Ltd. Non-Regulated Fund 1177149.93 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 57 None Non-Regulated Fund 1402945.82 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 58 None Non-Regulated Fund 1550527.68 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 59 None Liberty International Finance Ltd. Non-Regulated Fund 2342323.00 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 60 None Non-Regulated Fund 392049.35 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 61 - 67 Days None Liberty Wealth Management LLC Non-Regulated Fund 3963998.51 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 68 - 74 Days None Non-Regulated Fund 2269955.13 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 75 - 82 Days None Non-Regulated Fund 1836051.69 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 83 - 90 Days None Liberty National Bank Non-Regulated Fund 2006636.58 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 91 - 120 Days None Liberty National Bank Non-Regulated Fund 470693.96 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 121 - 150 Days None Non-Regulated Fund 3360378.89 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 151 - 179 Days None Liberty International Finance Ltd. Non-Regulated Fund 3367007.51 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 180 - 270 Days None Non-Regulated Fund 2327623.49 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD 271 - 364 Days None Liberty International Finance Ltd. Non-Regulated Fund 2854823.70 Yes None