Complex Institution Liquidity Monitoring Report OMB Number 7100-0361

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I.U.3: Required Operational Balances

Report Date Reporting Entity PID Product Currency Converted Maturity Bucket Forward Start Amount Forward Start Bucket Internal Counterparty Business Line Counterparty G-SIB Maturity Amount Maturity Optionality Effective Maturity Bucket Encumbrance Type Internal Risk Weight
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 19 None Liberty Wealth Management LLC Other 3419765.92 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 20 None Other 3505050.46 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 21 None Other 4300442.60 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 22 None Liberty Wealth Management LLC Other 3263524.38 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 23 None Other 3824022.91 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 24 None Liberty International Finance Ltd. Other 2243486.35 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 25 None Other 4092384.55 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 26 None Other 3818956.74 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 27 None Other 3441862.02 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 28 None Other 1081869.12 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 29 None Liberty Wealth Management LLC Other 4058970.32 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 30 None Liberty International Finance Ltd. Other 4037644.74 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 31 None Other 1316032.44 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 32 None Liberty Mortgage Services Corp. Other 760381.35 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 33 None Other 1740129.57 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 34 None Liberty National Bank Other 2150361.12 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 35 None Liberty International Finance Ltd. Other 4365137.37 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 36 None Liberty International Finance Ltd. Other 3083617.91 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 37 None Liberty International Finance Ltd. Other 781420.02 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 38 None Other 4123220.68 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 39 None Liberty Wealth Management LLC Other 993716.91 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 40 None Other 3806242.05 No None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 41 None Liberty National Bank Other 4319305.81 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 42 None Liberty International Finance Ltd. Other 1645377.27 Yes None
2025-10-13 Liberty Capital Markets Inc. I.U.3 Required Operational Balances USD Day 43 None Liberty Wealth Management LLC Other 1528200.65 Yes None